laws relating to securities commission exchanges and holding companies1976 |
µµ¼ º»¹®¿¡¼
75°³ÀÇ °á°ú Áß 1 - 3°³
175 ÆäÀÌÁö
... centum or more of the voting securities of such trustee is beneficially owned either by an obligor upon the inden- ture securities or by any director , partner , or executive officer thereof , or 20 per centum or more of such voting ...
... centum or more of the voting securities of such trustee is beneficially owned either by an obligor upon the inden- ture securities or by any director , partner , or executive officer thereof , or 20 per centum or more of such voting ...
176 ÆäÀÌÁö
... centum or more of any class of security of an underwriter for any such obligor ; " ( 7 ) such trustee is the beneficial owner of , or holds as col- lateral security for an obligation which is in default as herein- after defined , 5 per ...
... centum or more of any class of security of an underwriter for any such obligor ; " ( 7 ) such trustee is the beneficial owner of , or holds as col- lateral security for an obligation which is in default as herein- after defined , 5 per ...
242 ÆäÀÌÁö
... centum rate specified therein , such rate shall be lowered to the minimum rate , expressed in multiples of one- eighth of 1 per centum , which will accumulate such reserve payments to the maturity value when due ; ( C ) if the actual ...
... centum rate specified therein , such rate shall be lowered to the minimum rate , expressed in multiples of one- eighth of 1 per centum , which will accumulate such reserve payments to the maturity value when due ; ( C ) if the actual ...
¸ñÂ÷
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
Ç¥½ÃµÇÁö ¾ÊÀº ¼½¼Ç 69°³
ÀÚÁÖ ³ª¿À´Â ´Ü¾î ¹× ±¸¹®
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation