laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
49개의 결과 중 1 - 3개
142 페이지
... claims for all holders , known or unknown , of securities issued pursuant to the instrument under which he is trustee , who have not filed claims : Provided , how- ever , That in computing the majority necessary for the acceptance of ...
... claims for all holders , known or unknown , of securities issued pursuant to the instrument under which he is trustee , who have not filed claims : Provided , how- ever , That in computing the majority necessary for the acceptance of ...
179 페이지
... claims , figured before crediting to the claim of the trustee anything on account of the receipt by it from such obligor of the funds and property in such special account and before crediting to the respective claims of the trustee and ...
... claims , figured before crediting to the claim of the trustee anything on account of the receipt by it from such obligor of the funds and property in such special account and before crediting to the respective claims of the trustee and ...
366 페이지
... claims against the debtor including those of any subrogee . ( f ) SIPC ADVANCES TO TRUSTEE.— ( 1 ) ADVANCES FOR CUSTOMERS CLAIMS . - In order to provide for prompt payment and satisfaction of the net equities of customers of debtor ...
... claims against the debtor including those of any subrogee . ( f ) SIPC ADVANCES TO TRUSTEE.— ( 1 ) ADVANCES FOR CUSTOMERS CLAIMS . - In order to provide for prompt payment and satisfaction of the net equities of customers of debtor ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation