laws relating to securities commission exchanges and holding companies1976 |
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138 ÆäÀÌÁö
... direct such person , after a hearing upon notice to him , to produce such list or a true and correct copy thereof , or to furnish such information , or to permit the inspection or use thereof , as may be deemed by the court necessary ...
... direct such person , after a hearing upon notice to him , to produce such list or a true and correct copy thereof , or to furnish such information , or to permit the inspection or use thereof , as may be deemed by the court necessary ...
141 ÆäÀÌÁö
... direct copies or summaries of annual reports , and may direct copies or summaries of other reports , to be mailed to the creditors , stockholders , and indenture trustees , and may also direct the publication of summaries of any such ...
... direct copies or summaries of annual reports , and may direct copies or summaries of other reports , to be mailed to the creditors , stockholders , and indenture trustees , and may also direct the publication of summaries of any such ...
203 ÆäÀÌÁö
... direct or indirect participation in any such undertaking , or participates or has a par- ticipation in the direct or indirect underwriting of any such under- taking ; but such term shall not include a person whose interest is limited to ...
... direct or indirect participation in any such undertaking , or participates or has a par- ticipation in the direct or indirect underwriting of any such under- taking ; but such term shall not include a person whose interest is limited to ...
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AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
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affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation