laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
86개의 결과 중 1 - 3개
7 페이지
... filing thereof . If any amendment to any such statement is filed prior to the effective date of such statement , the registration statement shall be deemed to have been filed when such amendment was filed ; except that an amendment filed ...
... filing thereof . If any amendment to any such statement is filed prior to the effective date of such statement , the registration statement shall be deemed to have been filed when such amendment was filed ; except that an amendment filed ...
135 페이지
... filed in good faith , or dismissing it if not so satisfied . " SEC . 142. If an answer is not filed by a debtor to a petition against it , or if the answer filed does not controvert any material allegation of the petition , the judge ...
... filed in good faith , or dismissing it if not so satisfied . " SEC . 142. If an answer is not filed by a debtor to a petition against it , or if the answer filed does not controvert any material allegation of the petition , the judge ...
213 페이지
... filed by the registrant under the Securities Act of 1933 and currently effective under such Act , or if the registrant has not filed such a statement , copies of a registration statement filed by the registrant under the Securities ...
... filed by the registrant under the Securities Act of 1933 and currently effective under such Act , or if the registrant has not filed such a statement , copies of a registration statement filed by the registrant under the Securities ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation