laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
81개의 결과 중 1 - 3개
5 페이지
... mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise ; or ( 2 ) to carry or cause to be carried through the mails or in interstate commerce , by any means or instruments of transporta ...
... mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise ; or ( 2 ) to carry or cause to be carried through the mails or in interstate commerce , by any means or instruments of transporta ...
80 페이지
... mails or any means or instrumentality of interstate commerce , or otherwise , directly or indirectly , to lend or in any manner extend its credit to or indemnify any company in the same holding - company system in contravention of such ...
... mails or any means or instrumentality of interstate commerce , or otherwise , directly or indirectly , to lend or in any manner extend its credit to or indemnify any company in the same holding - company system in contravention of such ...
211 페이지
... mails or any means or instrumentality of interstate commerce ; ( 2 ) purchase , redeem , retire , or otherwise acquire or attempt to acquire , by use of the mails or any means or instrumentality of interstate commerce , any security or ...
... mails or any means or instrumentality of interstate commerce ; ( 2 ) purchase , redeem , retire , or otherwise acquire or attempt to acquire , by use of the mails or any means or instrumentality of interstate commerce , any security or ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation