laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
79개의 결과 중 1 - 3개
337 페이지
... paragraph of section 9 of the Federal Reserve Act ( 12 U.S.C. 334 ) is amended by striking out the last sentence of such paragraph . ( g ) The twenty - second paragraph of section 9 of the Federal Reserve Act ( 12 U.S.C. 337 ) is ...
... paragraph of section 9 of the Federal Reserve Act ( 12 U.S.C. 334 ) is amended by striking out the last sentence of such paragraph . ( g ) The twenty - second paragraph of section 9 of the Federal Reserve Act ( 12 U.S.C. 337 ) is ...
348 페이지
... Paragraph ( 5 ) of subsection ( d ) of section 13 of the Securities Exchange Act of 1934 ( 15 U.S.C. 78m ( d ) ( 5 ) ) is redesignated as paragraph ( 6 ) and the following new paragraph is inserted immedi- ately after paragraph ( 4 ) ...
... Paragraph ( 5 ) of subsection ( d ) of section 13 of the Securities Exchange Act of 1934 ( 15 U.S.C. 78m ( d ) ( 5 ) ) is redesignated as paragraph ( 6 ) and the following new paragraph is inserted immedi- ately after paragraph ( 4 ) ...
411 페이지
... paragraph ( 4 ) of section 15 ( b ) of this title , has been convicted of any offense specified Ante , p . 121 . in subparagraph ( B ) of such paragraph ( 4 ) within ten years of the commencement of the proceedings under this paragraph ...
... paragraph ( 4 ) of section 15 ( b ) of this title , has been convicted of any offense specified Ante , p . 121 . in subparagraph ( B ) of such paragraph ( 4 ) within ten years of the commencement of the proceedings under this paragraph ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation