laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
61개의 결과 중 1 - 3개
58 페이지
... public - utility com- panies ; when such securities are issued by a subsidiary public- utility company under circumstances which subject such company to the burden of supporting an overcapitalized structure and tend to prevent voluntary ...
... public - utility com- panies ; when such securities are issued by a subsidiary public- utility company under circumstances which subject such company to the burden of supporting an overcapitalized structure and tend to prevent voluntary ...
114 페이지
... public utility from keeping any accounts , memoranda , or records which such public utility may be required to keep by or under author- ity of the laws of any State . The Commission may prescribe a system of accounts to be kept by ...
... public utility from keeping any accounts , memoranda , or records which such public utility may be required to keep by or under author- ity of the laws of any State . The Commission may prescribe a system of accounts to be kept by ...
116 페이지
gilman g. udell. hypothecation , or sale by such public utility of any security issued or to be issued by such public utility , or to share in any of the pro- ceeds thereof , or to participate in the making or paying of any dividends of ...
gilman g. udell. hypothecation , or sale by such public utility of any security issued or to be issued by such public utility , or to share in any of the pro- ceeds thereof , or to participate in the making or paying of any dividends of ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation