laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
81개의 결과 중 1 - 3개
334 페이지
... transaction , and such transaction may not be consummated before the thirtieth calendar day after the date of ap- proval by the Board . Any action brought under the antitrust laws arising out of an acquisition , merger , or ...
... transaction , and such transaction may not be consummated before the thirtieth calendar day after the date of ap- proval by the Board . Any action brought under the antitrust laws arising out of an acquisition , merger , or ...
386 페이지
... transaction by a dealer acting in the capacity of market maker ; " ( B ) any transaction for the account of an odd - lot dealer in a security in which he is so registered ; " ( C ) any stabilizing transaction effected in compliance with ...
... transaction by a dealer acting in the capacity of market maker ; " ( B ) any transaction for the account of an odd - lot dealer in a security in which he is so registered ; " ( C ) any stabilizing transaction effected in compliance with ...
396 페이지
... transaction ; ( iii ) whether the transaction was a purchase or sale ; " ( iv ) the per share price or prices at which the transaction was effected ; " ( v ) the date or dates of the transaction ; " ( vi ) the date or dates of the ...
... transaction ; ( iii ) whether the transaction was a purchase or sale ; " ( iv ) the per share price or prices at which the transaction was effected ; " ( v ) the date or dates of the transaction ; " ( vi ) the date or dates of the ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation