laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
65개의 결과 중 1 - 3개
xvii 페이지
... voting stock of insurance companies .. 18. Changes in Investment Policy-- Page 219 219 220 220 ( a ) Necessity for approval of majority of voting securities of in- vestment company- . 220 ( b ) Necessity for approval of majority of ...
... voting stock of insurance companies .. 18. Changes in Investment Policy-- Page 219 219 220 220 ( a ) Necessity for approval of majority of voting securities of in- vestment company- . 220 ( b ) Necessity for approval of majority of ...
204 페이지
... Voting security " means any security presently entitling the owner or holder thereof to vote for the election of directors of a com- pany . A specified percentage of the outstanding voting securities of a company means such amount of ...
... Voting security " means any security presently entitling the owner or holder thereof to vote for the election of directors of a com- pany . A specified percentage of the outstanding voting securities of a company means such amount of ...
222 페이지
... vote of a majority of the outstanding voting securities of such company ; ( 3 ) provides , in substance , that it may be terminated at any time , without the payment of any penalty , by the board of direc- tors of such registered ...
... vote of a majority of the outstanding voting securities of such company ; ( 3 ) provides , in substance , that it may be terminated at any time , without the payment of any penalty , by the board of direc- tors of such registered ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation