Organized Crime: Securities, Thefts and Frauds (second Series).: Hearings, Ninety-third Congress, First Session, Pursuant to Section 4, Senate Resolution 46, 93d Congress, 파트 4U.S. Government Printing Office, 1974 |
도서 본문에서
41개의 결과 중 1 - 5개
479 페이지
... present : Senator Henry M. Jackson , Democrat , Washington ; Senator Walter Huddleston , Democrat , Ken- tucky ; and Senator Charles H. Percy , Republican , Illinois . Members of the professional staff present : Howard Feldman , Chief ...
... present : Senator Henry M. Jackson , Democrat , Washington ; Senator Walter Huddleston , Democrat , Ken- tucky ; and Senator Charles H. Percy , Republican , Illinois . Members of the professional staff present : Howard Feldman , Chief ...
486 페이지
... present serious anti - trust problems , and potential member liability under the Uniform Commercial Code ( UCC ) ; that is , failure of a member firm to obey a rule requiring the utilization of a computer valida- tion system might ...
... present serious anti - trust problems , and potential member liability under the Uniform Commercial Code ( UCC ) ; that is , failure of a member firm to obey a rule requiring the utilization of a computer valida- tion system might ...
487 페이지
... present work load . The Department of Justice , keenly aware of the securities problem and actively seeking a solution , is often hampered in its efforts by having to deal with a multiplicity of Governmental and industry representatives ...
... present work load . The Department of Justice , keenly aware of the securities problem and actively seeking a solution , is often hampered in its efforts by having to deal with a multiplicity of Governmental and industry representatives ...
488 페이지
... present Uniform Commercial Code by the states . Under the NIL , to constitute notice of an infirmity , the person to whom the instrument is negotiated " must have actual knowledge of the infirmity or defect , or knowledge of such facts ...
... present Uniform Commercial Code by the states . Under the NIL , to constitute notice of an infirmity , the person to whom the instrument is negotiated " must have actual knowledge of the infirmity or defect , or knowledge of such facts ...
490 페이지
... present time , the competitive concerns could be dealt with in a number of manners . One could allow Sci - Tek and other companies to compete for the business of individual members firms , knowing that the firm which is most successful ...
... present time , the competitive concerns could be dealt with in a number of manners . One could allow Sci - Tek and other companies to compete for the business of individual members firms , knowing that the firm which is most successful ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
AHRENS Bache & Co bearer bonds bearer instruments BIRK BREEN broker brokerage houses central Chairman collateral committee common stock CONGRESS THE LIBRARY Corporation counterfeit securities criminal data bank data base Depository Trust Company dollar value Federal Reserve FELDMAN financial community financial institutions fingerprinting hearings holder in due inquiry and confirmation insurance companies June June 25 KAESTNER KLEMME law enforcement agencies legislation loan lost or stolen lost securities mandatory million missing securities municipal bond NCIC NYSE member firms operations participating physically recovered problem procedures record registered reported as stolen Reserve Bank securities industry securities losses securities thefts Securities Validation System Senator HUDDLESTON Senator PERCY stock certificate stolen securities stop subscribing brokerage firm SULLIVAN SVS subscribing testimony theft of securities Toronto Stock Exchange transactions transfer agent Treasury U.S. Postal Authorities U.S. Senate validity of securities vault vice president York City York Stock Exchange
인기 인용구
488 페이지 - To constitute notice of an infirmity in the instrument or defect in the title of the person negotiating the same, the person to whom it is negotiated must have had actual knowledge of the infirmity or defect, or knowledge of such facts that his action in taking the instrument amounted to bad faith.
485 페이지 - USC 1724(a))); (F) a thrift institution; (G) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934 (15 USC...
489 페이지 - notice" of a fact when (a) he has actual knowledge of it; or (b) he has received a notice or notification of it; or . (c) from all the facts and circumstances known to him at the time in question he has reason to know that it exists. A person "knows" or has "knowledge" of a fact when he has actual knowledge of it.
488 페이지 - ... [including observance of the reasonable commercial standards of any business in which the holder may be engaged] ; and (c) without notice that it is overdue or has been dishonored or of any defense against or claim to it on the part of any person.
488 페이지 - At the time he took it he must have been without notice of any infirmity In the instrument, or defect In the title of the person negotiating It...
573 페이지 - If I may be of any further assistance, please do not hesitate to call upon me. Sincerely...
565 페이지 - ... an agreement by a buyer or lessee that he will not assert against an assignee any claim or defense which he may have against the seller or lessor is enforceable by an assignee who takes his assignment for value, in good faith and without notice of a claim or defense...
493 페이지 - If I can be of any further assistance to you, please feel free to call on me at any time.
484 페이지 - Center (NCIC) is a computerized information system established as a service to all law enforcement agencies — local, state, and Federal. The system operates by means of computers, data transmission over communication lines, terminal devices, and most important, people.
622 페이지 - South LaSalle Street Chicago, Illinois 60603 NEW YORK STOCK EXCHANGE, INC. 11 Wall Street New York, New York 10005 PACIFIC STOCK EXCHANGE, INC.