Organized Crime: Securities, Thefts and Frauds (second Series).: Hearings, Ninety-third Congress, First Session, Pursuant to Section 4, Senate Resolution 46, 93d Congress, ÆÄÆ® 4U.S. Government Printing Office, 1974 |
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485 ÆäÀÌÁö
... transfer agent , or ( f ) a national security exchange and / or a stock clearing corporation affiliated with such exchange , or ( g ) within other category or subscriber deemed responsible by Securities Validation Corporation ...
... transfer agent , or ( f ) a national security exchange and / or a stock clearing corporation affiliated with such exchange , or ( g ) within other category or subscriber deemed responsible by Securities Validation Corporation ...
487 ÆäÀÌÁö
... agency either with or without a terminal device . A primary user of SVC includes both subscribing and participating ... transfer agent , or a computer validation system ( private or Governmental ) before securities are accepted for sale ...
... agency either with or without a terminal device . A primary user of SVC includes both subscribing and participating ... transfer agent , or a computer validation system ( private or Governmental ) before securities are accepted for sale ...
505 ÆäÀÌÁö
... transfer agent promptly , upon confirmation , notified local law enforcement agencies . October 13 , 1972 , By memorandum to member firms of the Toronto Stock Exchange ( notice to member No. 947 ) reference was made to the Securities ...
... transfer agent promptly , upon confirmation , notified local law enforcement agencies . October 13 , 1972 , By memorandum to member firms of the Toronto Stock Exchange ( notice to member No. 947 ) reference was made to the Securities ...
506 ÆäÀÌÁö
... transfer agent . The bond in question was a $ 5,000.00 NYC municipal bond , updated by the city . January 16 , 1973 , Because of overdue coupons attached to a $ 5,000.00 New York City municipal bond , a suspecting SVS subscribing ...
... transfer agent . The bond in question was a $ 5,000.00 NYC municipal bond , updated by the city . January 16 , 1973 , Because of overdue coupons attached to a $ 5,000.00 New York City municipal bond , a suspecting SVS subscribing ...
507 ÆäÀÌÁö
... agency . June 25 , 1973 , Three hundred shares of McDonalds Corporation common stock , valued at $ 19,800.00 , was ... transfer agent with physical recovery of the security , prior to obtaining the bond of indemnity and replacement ...
... agency . June 25 , 1973 , Three hundred shares of McDonalds Corporation common stock , valued at $ 19,800.00 , was ... transfer agent with physical recovery of the security , prior to obtaining the bond of indemnity and replacement ...
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AHRENS Bache & Co bearer bonds bearer instruments BIRK BREEN broker brokerage houses central Chairman collateral committee common stock CONGRESS THE LIBRARY Corporation counterfeit securities criminal data bank data base Depository Trust Company dollar value Federal Reserve FELDMAN financial community financial institutions fingerprinting hearings holder in due inquiry and confirmation insurance companies June June 25 KAESTNER KLEMME law enforcement agencies legislation loan lost or stolen lost securities mandatory million missing securities municipal bond NCIC NYSE member firms operations participating physically recovered problem procedures record registered reported as stolen Reserve Bank securities industry securities losses securities thefts Securities Validation System Senator HUDDLESTON Senator PERCY stock certificate stolen securities stop subscribing brokerage firm SULLIVAN SVS subscribing testimony theft of securities Toronto Stock Exchange transactions transfer agent Treasury U.S. Postal Authorities U.S. Senate validity of securities vault vice president York City York Stock Exchange
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488 ÆäÀÌÁö - To constitute notice of an infirmity in the instrument or defect in the title of the person negotiating the same, the person to whom it is negotiated must have had actual knowledge of the infirmity or defect, or knowledge of such facts that his action in taking the instrument amounted to bad faith.
485 ÆäÀÌÁö - USC 1724(a))); (F) a thrift institution; (G) a broker or dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934 (15 USC...
489 ÆäÀÌÁö - notice" of a fact when (a) he has actual knowledge of it; or (b) he has received a notice or notification of it; or . (c) from all the facts and circumstances known to him at the time in question he has reason to know that it exists. A person "knows" or has "knowledge" of a fact when he has actual knowledge of it.
488 ÆäÀÌÁö - ... [including observance of the reasonable commercial standards of any business in which the holder may be engaged] ; and (c) without notice that it is overdue or has been dishonored or of any defense against or claim to it on the part of any person.
488 ÆäÀÌÁö - At the time he took it he must have been without notice of any infirmity In the instrument, or defect In the title of the person negotiating It...
573 ÆäÀÌÁö - If I may be of any further assistance, please do not hesitate to call upon me. Sincerely...
565 ÆäÀÌÁö - ... an agreement by a buyer or lessee that he will not assert against an assignee any claim or defense which he may have against the seller or lessor is enforceable by an assignee who takes his assignment for value, in good faith and without notice of a claim or defense...
493 ÆäÀÌÁö - If I can be of any further assistance to you, please feel free to call on me at any time.
484 ÆäÀÌÁö - Center (NCIC) is a computerized information system established as a service to all law enforcement agencies — local, state, and Federal. The system operates by means of computers, data transmission over communication lines, terminal devices, and most important, people.
622 ÆäÀÌÁö - South LaSalle Street Chicago, Illinois 60603 NEW YORK STOCK EXCHANGE, INC. 11 Wall Street New York, New York 10005 PACIFIC STOCK EXCHANGE, INC.