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THE ABOVE UNCOMPARED ITEM WAS SUBMITTED TO NCC HY "SELLER" INDICATING YOU AS PURCHASER.
INSTRUCTIONS TO NCC
ADD THE ABOVE ITEM EXACTLY AS
PRINTED TO OUR PURCHASE CONTRACT LIST. 2. RETURN COPIES 1 & 2 IN ACCORDANCE
WITH NCC RULES
PURCHASER'S NAME ¿ NUMBER STAMP
THE ABOVE UNCOMPARED ITEM WAS SUBMITTED 1037°C. BY "PURCHASER" INDICATINC. YOU1', FLLLI.
INSTRUCTION, TO NCC
ADD IALV! 11! MEXACTLY AS
PRINTI(10OUR SALE CONTRACI LIST. 2. RO TURN COPIES I IN ACCORDANCI
WITH NCC RULES
SELLIN'S NAME UNUR. R STAND
Please answer all questions and return by August 15, 1972.
If you do not have a NASDAQ Market Maker Symbol, request one (must be four alpha characters) and NCC will confer with NASD/NASDAQ and confirm this assignment to you.
Indicate the location(s) at which you wish to submit trade data (check as many as desired). This determines where your contract lists will be made available,
Indicate the location with which you wish to Settle your trades (Check only one) :
Complete and Return to:
Mr. John Carrera
STANDARDIZATION OF FUNDS SETTLEMENT
FOR SECURITIES TRANSACTIONS
JUNE 4, 1973
NATIONAL COORDINATING GROUP
20-3060 - 74 - 7 -- pt. 5
GORDON S. MACKLIN
Washington, D. C.
Our Working Committee, on this issue, stands ready to furnish any additional information you may require to accelerate your implementation effort. Since ours is a National Coordinating function, time is a critical element; therefore, any thoughts you might have should be directed, by September 30, 1973, to the Chairman of the National Coordinating Group Working Committee:
JOHN M. MEYER, JR.
New York, New York
THOMAS P. PHELAN
Los Angeles and San Francisco, Cal.
Mr. Joseph P. Coriaci, Vice President
WILLIAM L. SOMERVILLE
Chairman, Executive Committee Canadian Depository for Securities, Lid.
Toronto, Ontario, Canada
or to the Chairman of our Ad Hoc Funds Settlement Committee:
SAMUEL B. STEWART
Senior Vice Chairman Bank of America
San Francisco, California
Mr. John P. Griffiths
It is our continuing objective to achieve true securities immobilization through an interfacing comprehensive securities depository system. We cannot achieve this goal without your full cooperation and support.