Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974
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action additional amendments appears application appropriate Association authority bank regulatory basis believe bill Board brokers certificates Chairman checks Chicago clearing agency Commission Committee communications concerned continue Coordinating corporations CURTIS deal dealer deposit effect enforcement entities established examination existing Federal Reserve Federal Reserve Board firms functions funds valued give Group House identify individual institutions interest investors issues legislation Moss necessary objective operations organization participants performance person position present President problems procedures processing proposed question rates reason receive recommendations record regard regional registered regulation regulatory agency require respect responsibility rules securities depository securities industry securities transactions Senate settlement shares standards statement Stock Exchange Subcommittee Subsection Thank tion trade transfer agents Trust Company York Young
1907 페이지 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
1907 페이지 - Secretary thereupon shall file in the court the record of the proceedings on which he based his action, as provided In section 2112 of title 28, United States Code. Upon the filing of such petition, the court shall have jurisdiction to affirm the action of the Secretary or to set it aside, in whole or in part, temporarily or permanently, but until the filing of the record, the Secretary may modify or set aside his order.
1907 페이지 - Any person aggrieved by an order issued by the Commission or the Board in a proceeding under this Act to which such person is a party may obtain a review of such order...
1897 페이지 - Federal savings and loan associations, and it may insure the accounts of building and loan, savings and loan, and homestead associations and cooperative banks organized and operated according to the laws of the State, District, or Territory in which they are chartered or organized.
1897 페이지 - Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
1897 페이지 - Such term also means any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities whereby all securities of a particular class or series of any issuer deposited within the system are treated as fungible and may be, transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates, or (ii) otherwise permits or facilitates the settlement, of securities transactions or...
1785 페이지 - Commission may prescribe as necessary or appropriate in the public interest, for the protection of investors...
1863 페이지 - Board of Governors of the Federal Reserve System © Federal Reserve Bank Cities • Federal Reserve Branch Cities Federal Reserve Bank Facility Guide to Tabular Presentation and Statistical Releases SYMBOLS AND ABBREVIATIONS с p r ф I.
1989 페이지 - Each committee may fix the number of its members to constitute a quorum for taking testimony and receiving evidence, which shall be not less than two.
1902 페이지 - Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending, is no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such broker or dealer.