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도서 Commission may prescribe as necessary or appropriate in the public interest, for...에 대해 검색한
" Commission may prescribe as necessary or appropriate in the public interest, for the protection of investors... "
Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ... - 1785 페이지
저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970
...conditions relating to the provisions of the plan and the period of its effectiveness as may be deemed necessary or appropriate in the public interest, for the protection of investors, or to carry out the Commission's duties under the Act. (0) Individual reports filed by, or on behalf of,...
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Decisions and Reports, 14권

United States. Securities and Exchange Commission - 1947
...prohibiting the sale, or imposing conditions in addition to these set forth in the filings before us, is necessary or appropriate in the public interest, for the protection of investors or consumers, or to prevent the circumvention of the provisions of the Holding Company Act, or of our...
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Decisions and Reports, 29권

United States. Securities and Exchange Commission - 1955
...books and records and make such reports as the Commission by Its rota and regulations may prescribe as necessary or appropriate In the public Interest ''• for the protection of Investors. Rule X-17A-3 specifies the books and records which must be kept. Including ledgers or other records...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956
...such rules or orders regarding, among other things, maintenance of competitive conditions, as we deem appropriate in the public interest, for the protection of investors, or to prevent circumvention of the provisions of the Act. If such transactions were part of a scheme to avoid...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940
...papers, books, and other records as the Commission may prescribe by rules and regulations or order as necessary or appropriate in the public interest, for the protection of investors or for the enforcement of this title. (b) All accounts, cost-accounting procedures, correspondence, memoranda,...
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Investment Trusts and Investment Companies: Hearings Before a ..., 파트 3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1131 페이지
...papers, books, and other records as the Commission may prescribe by rules and regulations or order as necessary or appropriate in the public interest, for the protection of investors or for the enforcement of this title. (b) All accounts, cost-accounting procedures, correspondence, memoranda,...
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., 파트 1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940
...papers, books, and other records as the Commission may prescribe by rules and regulations or order as necessary or appropriate in the public interest, for the protection of investors or for the enforcement of this title. (b) All accounts, cost-accounting procedures, correspondence, memoranda,...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1994
...of such guarantee, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest, for the protection of investors, to facilitate the equitable treatment of financial institutions which issue such guarantees, or otherwise...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1994
...not become effective except at such time and upon such terms and conditions as the Commission deems necessary or appropriate in the public interest, for the protection of investors, or in furtherance of the purposes of section 17A. (c) Every notice of withdrawal filed pursuant to this...
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The Code of Federal Regulations of the United States of America

1990
...filed on May 11, 1967, effective January 31. 1968. If at any time it appears to the Commission to be necessary or appropriate in the public interest, for the protection of investors, or for the maintenance of fair and orderly markets, or that floor trading activities which are not beneficial...
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