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도서 Such term also means any person, such as a securities depository, who (i) acts as...에 대해 검색한
" Such term also means any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities whereby all securities of a particular class or series of any issuer deposited... "
Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ... - 1897 페이지
저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974
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The Code of Federal Regulations of the United States of America

1996 - 884 페이지
...or instrumentality of government, that acts as a custodian §2550.404cl of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates. [42 FR 54124, Oct. 4, 1977,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 918 페이지
...company, or agency or instrumentality of government, that acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates. [42 FR 54124, Oct. 4, 1977....
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 908 페이지
...company, or agency or instrumentality of government, that acts as a custodian of securities In connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of se-curities certificates. [42 FH 54124, Oct. 4,1977,...
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The Code of Federal Regulations of the United States of America

1988 - 806 페이지
..."securities depository" is a system for the central handling of securities where all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of the securities. (b) A registered management...
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The Code of Federal Regulations of the United States of America

1981 - 668 페이지
..."securities depository" is a system for the central handling of securities where all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of the securities. (b) A registered management...
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Securities Industry Study: Appendix to proceedings on self-regulation in the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1971 - 380 페이지
...of settlements responsibilities among itself and participants. Such term also means a person who is a custodian of securities in accordance with a system...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical dclivey thereof. (c)(n) The amount of subordinated...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1976 - 476 페이지
...any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities...or series of any issuer deposited within the system arc treated as fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical...
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Securities Activities of Commercial Banks, Hearings Before the ..., 22-23권

1975 - 472 페이지
...any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates, or (ii) otherwise permits or...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1981 - 548 페이지
...any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be, transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates, or (ii) otherwise permits or...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 페이지
...other person as may be permitted by the Commission, pursuant to which ayatmn all aeenrities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without phvsical delivery of such securities. Bales, regulations, and...
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