Such term also means any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities whereby all securities of a particular class or series of any issuer deposited... Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ... - 1897 페이지저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974전체보기 - 도서 정보
| 1996 - 884 페이지
...or instrumentality of government, that acts as a custodian §2550.404cl of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates. [42 FR 54124, Oct. 4, 1977,... | |
| 1999 - 918 페이지
...company, or agency or instrumentality of government, that acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates. [42 FR 54124, Oct. 4, 1977.... | |
| 1998 - 908 페이지
...company, or agency or instrumentality of government, that acts as a custodian of securities In connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of se-curities certificates. [42 FH 54124, Oct. 4,1977,... | |
| 1988 - 806 페이지
..."securities depository" is a system for the central handling of securities where all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of the securities. (b) A registered management... | |
| 1981 - 668 페이지
..."securities depository" is a system for the central handling of securities where all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of the securities. (b) A registered management... | |
| United States - 1976 - 476 페이지
...any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities...or series of any issuer deposited within the system arc treated as fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical... | |
| 1975 - 472 페이지
...any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates, or (ii) otherwise permits or... | |
| United States - 1981 - 548 페이지
...any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be, transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates, or (ii) otherwise permits or... | |
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