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도서 Commission may deem necessary in the public interest or for the protection of investors,...에 대해 검색한
" Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. If the Commission finds that any registered broker or dealer, or any broker... "
Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ... - 1902 페이지
저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974
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Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 26 페이지
...the Commission. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such...
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Decisions and Reports, 38권

United States. Securities and Exchange Commission - 1960
...here pertinent provides that If we find that any broker or denier who Is registered under thnt Act or for whom an application for registration Is pending,...longer In existence, or has ceased to do business as a broker or dealer, we "shall by order cancel the registration or application. . . ." This provision...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 페이지
...the Commission. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such...
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Decisions and Reports, 18권

United States. Securities and Exchange Commission - 1950
...the Commission. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending. Is no longer in existence or ha* ceased to do business as a broker or dealer, the Commission shall by order cancel the registration...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...the Commission. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 45 페이지
...the Commission. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 페이지
...registration. If the Commission linds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S.1178 ..., 22-23권

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 페이지
...registration. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 426 페이지
...registration. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959
...Commission. I f the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending, is no longer in existence or lias ceased to do business as a broker or dealer, the Commission shall by order cancel the registration...
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