Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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페이지
... Breed , William C .. Butler , Ollie M .. Callbreath , James F. Carter , Col. A. H. Creigh , Thomas_ Dean , Arthur H. Fletcher , R. V. Friedman , Herbert J .. Harvey , Penn__ Healy , Hon . Robert E. Holtzoff , Hon . Alexander . James , C ...
... Breed , William C .. Butler , Ollie M .. Callbreath , James F. Carter , Col. A. H. Creigh , Thomas_ Dean , Arthur H. Fletcher , R. V. Friedman , Herbert J .. Harvey , Penn__ Healy , Hon . Robert E. Holtzoff , Hon . Alexander . James , C ...
121 페이지
... Breed , and as quickly as you can , what you have to say about this bill . Í under- stand that you intend to propose certain amendments . Mr. BREED . William C. Breed , of Breed , Abbott & Morgan , New York City , counsel for the New ...
... Breed , and as quickly as you can , what you have to say about this bill . Í under- stand that you intend to propose certain amendments . Mr. BREED . William C. Breed , of Breed , Abbott & Morgan , New York City , counsel for the New ...
122 페이지
... BREED . Those laws have done much good , but during the period of the recent depression I personally have heard from a number of the commissions , raising the point that the fact that they had to issue a license with respect to ...
... BREED . Those laws have done much good , but during the period of the recent depression I personally have heard from a number of the commissions , raising the point that the fact that they had to issue a license with respect to ...
123 페이지
... BREED . No. But I would like to take up the question of subsequent reports later , because it bears upon the whole principle of securities acts . So much for everybody's thorough and hearty agreement on the filing of full and complete ...
... BREED . No. But I would like to take up the question of subsequent reports later , because it bears upon the whole principle of securities acts . So much for everybody's thorough and hearty agreement on the filing of full and complete ...
124 페이지
... BREED . With respect to enforcement . Senator GORE . What is that ? Mr. BREED . The report of the Attorney General , Mr. Bennett , in New York , with respect to the enforcement of the Martin Act during the past year . I have the figures ...
... BREED . With respect to enforcement . Senator GORE . What is that ? Mr. BREED . The report of the Attorney General , Mr. Bennett , in New York , with respect to the enforcement of the Martin Act during the past year . I have the figures ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange