Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
100개의 결과 중 1 - 5개
2 페이지
... Commission " shall mean the Federal Trade Commission . ( f ) ' Mortgage " shall be deemed to include any trust instrument to secure a debt . ( g ) " Territory " shall include Alaska , Hawaii , Puerto Rico , the Philippine Islands , the ...
... Commission " shall mean the Federal Trade Commission . ( f ) ' Mortgage " shall be deemed to include any trust instrument to secure a debt . ( g ) " Territory " shall include Alaska , Hawaii , Puerto Rico , the Philippine Islands , the ...
11 페이지
... Committee on Banking and Currency. accounting on which the opinions of the highest authorities are at variance . It is ... Federal Trade Commission in drafting the regulations under which this measure will be administered . The CHAIRMAN ...
... Committee on Banking and Currency. accounting on which the opinions of the highest authorities are at variance . It is ... Federal Trade Commission in drafting the regulations under which this measure will be administered . The CHAIRMAN ...
12 페이지
... exchange , it con- templates delivery of the stock to him in another State , and that that stock must have gone through some process of being filed and registered with the Federal Trade Commission . Mr. TUCKER . Yes , sir . Senator ...
... exchange , it con- templates delivery of the stock to him in another State , and that that stock must have gone through some process of being filed and registered with the Federal Trade Commission . Mr. TUCKER . Yes , sir . Senator ...
13 페이지
... Federal Trade Commission before I can sell it to you , regardless of any stock ex- change transaction ? It seems to me that that is covered by this measure . Mr. TUCKER . It may be covered . Senator BARKLEY . Õught to be ? Mr. TUCKER ...
... Federal Trade Commission before I can sell it to you , regardless of any stock ex- change transaction ? It seems to me that that is covered by this measure . Mr. TUCKER . It may be covered . Senator BARKLEY . Õught to be ? Mr. TUCKER ...
19 페이지
... Federal Trade Commission here ? Mr. WOODHOUSE . That is a matter of policy on which I would hesitate to express myself . Senator BARKLEY . Well , if that is not to be done what good would be accomplished by requiring the fiscal agent to ...
... Federal Trade Commission here ? Mr. WOODHOUSE . That is a matter of policy on which I would hesitate to express myself . Senator BARKLEY . Well , if that is not to be done what good would be accomplished by requiring the fiscal agent to ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange