Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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페이지
... MCADOO , California ALVA B. ADAMS , Colorado PETER NORBECK , South Dakota PHILLIPS LEE GOLDSBOROUGH , Maryland JOHN G. TOWNSEND , JR . , Delaware FREDERIC C. WALCOTT , Connecticut ROBERT D. CAREY , Wyoming JAMES COUZENS , Michigan ...
... MCADOO , California ALVA B. ADAMS , Colorado PETER NORBECK , South Dakota PHILLIPS LEE GOLDSBOROUGH , Maryland JOHN G. TOWNSEND , JR . , Delaware FREDERIC C. WALCOTT , Connecticut ROBERT D. CAREY , Wyoming JAMES COUZENS , Michigan ...
1 페이지
... McAdoo , Adams , Norbeck , Carey , Couzens , Steiwer , and Kean . Present also : Ferdinand Pecora , special counsel to the committee , and Julius Silver , associate counsel to the committee . The CHAIRMAN . The committee will please ...
... McAdoo , Adams , Norbeck , Carey , Couzens , Steiwer , and Kean . Present also : Ferdinand Pecora , special counsel to the committee , and Julius Silver , associate counsel to the committee . The CHAIRMAN . The committee will please ...
10 페이지
... MCADOO ( interposing ) . On what line ? The CHAIRMAN . Yes ; and on what page ? Mr. TUCKER . I have not the measure before me , I am sorry to say . Senator BARKLEY . There is one on the table now that you can use . The CHAIRMAN . It is ...
... MCADOO ( interposing ) . On what line ? The CHAIRMAN . Yes ; and on what page ? Mr. TUCKER . I have not the measure before me , I am sorry to say . Senator BARKLEY . There is one on the table now that you can use . The CHAIRMAN . It is ...
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... MCADOO . I construe it as you do , Senator Barkley . Senator BARKLEY . Yes . I do not see any restriction whatever . Mr. TUCKER . Apparently not . The CHAIRMAN . Well , why not include it in here ? Senator BARKLEY . That is what I am ...
... MCADOO . I construe it as you do , Senator Barkley . Senator BARKLEY . Yes . I do not see any restriction whatever . Mr. TUCKER . Apparently not . The CHAIRMAN . Well , why not include it in here ? Senator BARKLEY . That is what I am ...
14 페이지
... MCADOO ( interposing ) . In corporations ? Mr. TUCKER . Not necessarily in corporations . In partnerships , associations , or corporations . And this language is suggested in order to cover prevailing conditions . There are a good many ...
... MCADOO ( interposing ) . In corporations ? Mr. TUCKER . Not necessarily in corporations . In partnerships , associations , or corporations . And this language is suggested in order to cover prevailing conditions . There are a good many ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange