Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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... Senate. Committee on Banking and Currency. J COMMITTEE ON BANKING AND CURRENCY DUNCAN U. FLETCHER , Florida , Chairman CARTER GLASS , Virginia ROBERT F. WAGNER , New York ALBEN W. BARKLEY , Kentucky ROBERT J. BULKLEY , Ohio THOMAS P ...
... Senate. Committee on Banking and Currency. J COMMITTEE ON BANKING AND CURRENCY DUNCAN U. FLETCHER , Florida , Chairman CARTER GLASS , Virginia ROBERT F. WAGNER , New York ALBEN W. BARKLEY , Kentucky ROBERT J. BULKLEY , Ohio THOMAS P ...
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... Senate. Committee on Banking and Currency. SECURITIES ACT FRIDAY , MARCH 31 , 1933 UNITED STATES SENATE , COMMITTEE On ... Senator Duncan U. Fletcher presiding . Present : Senators Fletcher ( chairman ) , Wagner , Barkley , Bulkley , Gore ...
... Senate. Committee on Banking and Currency. SECURITIES ACT FRIDAY , MARCH 31 , 1933 UNITED STATES SENATE , COMMITTEE On ... Senator Duncan U. Fletcher presiding . Present : Senators Fletcher ( chairman ) , Wagner , Barkley , Bulkley , Gore ...
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... Senator MCADOO ( interposing ) . On what line ? The CHAIRMAN . Yes ; and on what page ? Mr. TUCKER . I have not the measure before me , I am sorry to say . Senator BARKLEY . There is one on the table now that you can use . The CHAIRMAN ...
... Senator MCADOO ( interposing ) . On what line ? The CHAIRMAN . Yes ; and on what page ? Mr. TUCKER . I have not the measure before me , I am sorry to say . Senator BARKLEY . There is one on the table now that you can use . The CHAIRMAN ...
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... Senator CoSTIGAN ( interposing ) . Have you in mind that the con- troller ... BARKLEY . That does not apply to securities issued by a foreign government ... Senator BARKLEY . But you do think it covers all private securities of a foreign ...
... Senator CoSTIGAN ( interposing ) . Have you in mind that the con- troller ... BARKLEY . That does not apply to securities issued by a foreign government ... Senator BARKLEY . But you do think it covers all private securities of a foreign ...
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... Senator COUZENS . Do you think that an employe of a corporation should be ... BARKLEY . Does this provision , under section 3 of the bill , in any way ... Senator BARKLEY . I know , but if a man in California goes in to a broker and asks ...
... Senator COUZENS . Do you think that an employe of a corporation should be ... BARKLEY . Does this provision , under section 3 of the bill , in any way ... Senator BARKLEY . I know , but if a man in California goes in to a broker and asks ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange