Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349ÆäÀÌÁö |
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... Thompson , Hon . Huston . Tucker , Arthur R ... Woodhouse , Henry ... Page 163 121 , 169 240 , 259 179 55 233 137 183 286 288 211 201 , 238 50 227 112 69 , 95 , 113 , 200 9 18 III 902552 SECURITIES ACT FRIDAY , MARCH 31 , 1933 UNITED ...
... Thompson , Hon . Huston . Tucker , Arthur R ... Woodhouse , Henry ... Page 163 121 , 169 240 , 259 179 55 233 137 183 286 288 211 201 , 238 50 227 112 69 , 95 , 113 , 200 9 18 III 902552 SECURITIES ACT FRIDAY , MARCH 31 , 1933 UNITED ...
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... Thompson . Mr. Thompson , will you please come before the committee table , and state your full name , address , and occupation ? Senator ADAMS . And don't forget the Colorado end of your address . Mr. THOMPSON . And Colorado ...
... Thompson . Mr. Thompson , will you please come before the committee table , and state your full name , address , and occupation ? Senator ADAMS . And don't forget the Colorado end of your address . Mr. THOMPSON . And Colorado ...
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... THOMPSON . Since 1908 , yes . The CHAIRMAN . And the last amendment I think was made in 1929 . Mr. THOMPSON . 1929 is right . The CHAIRMAN . Very well ; you may continue . Mr. THOMPSON . The British Companies Act was in a sense ...
... THOMPSON . Since 1908 , yes . The CHAIRMAN . And the last amendment I think was made in 1929 . Mr. THOMPSON . 1929 is right . The CHAIRMAN . Very well ; you may continue . Mr. THOMPSON . The British Companies Act was in a sense ...
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... THOMPSON . Yes , sir . And they were trying to get a uniform act . Senator BARKLEY . All right . Mr. THOMPSON . We had also before us the Sabath bill , introduced by Representative Sabath . It was intended to cover the subject of fraud ...
... THOMPSON . Yes , sir . And they were trying to get a uniform act . Senator BARKLEY . All right . Mr. THOMPSON . We had also before us the Sabath bill , introduced by Representative Sabath . It was intended to cover the subject of fraud ...
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... THOMPSON . Certainly . Senator STEIWER . What is there in the bill to prevent the sale of securities through a stock exchange ? Mr. THOMPSON . Only this , that this bill is what you might term prophylactic . When a person is about to ...
... THOMPSON . Certainly . Senator STEIWER . What is there in the bill to prevent the sale of securities through a stock exchange ? Mr. THOMPSON . Only this , that this bill is what you might term prophylactic . When a person is about to ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange