Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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3 페이지
... amendments and of its existing bylaws . If the issuer is a trustee there shall be filed with the statement a copy of all instruments by which the trust is created or declared and in which it is accepted and acknowledged . If the issuer ...
... amendments and of its existing bylaws . If the issuer is a trustee there shall be filed with the statement a copy of all instruments by which the trust is created or declared and in which it is accepted and acknowledged . If the issuer ...
8 페이지
... amended ( U.S.C. , title 28 , secs . 225 and 345 ) . Any of the said courts herein before named in this section , within the juris- diction of which an investigation or inquiry of the Commission is carried on may , in case of contumacy ...
... amended ( U.S.C. , title 28 , secs . 225 and 345 ) . Any of the said courts herein before named in this section , within the juris- diction of which an investigation or inquiry of the Commission is carried on may , in case of contumacy ...
9 페이지
... amendment . Senator CouUZENS . We would first like to know what the Con- trollers ' Institute of America is . Mr. TUCKER . The Controllers ' Institute of America is composed of controllers of business concerns and corporations . Its ...
... amendment . Senator CouUZENS . We would first like to know what the Con- trollers ' Institute of America is . Mr. TUCKER . The Controllers ' Institute of America is composed of controllers of business concerns and corporations . Its ...
11 페이지
... amendment that you have to suggest ? Mr. TUCKER . Yes , sir . Except that in the same section , where the same language should be made to apply to foreign securities . It is re- peated below there in the same phraseology . It speaks of ...
... amendment that you have to suggest ? Mr. TUCKER . Yes , sir . Except that in the same section , where the same language should be made to apply to foreign securities . It is re- peated below there in the same phraseology . It speaks of ...
15 페이지
... amendment I have suggested is the one thing that we think could be done to improve it , on the general princi- ple of a Federal " blue sky " law , which we think is excellent , and we approve of it . Senator GORE . I just came into the ...
... amendment I have suggested is the one thing that we think could be done to improve it , on the general princi- ple of a Federal " blue sky " law , which we think is excellent , and we approve of it . Senator GORE . I just came into the ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange