Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
58개의 결과 중 1 - 5개
4 페이지
... appear that any such issuer or person : ( a ) Has violated any of the provisions of this Act , or any authorized order of the Commission of which such person or issuer has notice , but the burden of proof shall be on the person or ...
... appear that any such issuer or person : ( a ) Has violated any of the provisions of this Act , or any authorized order of the Commission of which such person or issuer has notice , but the burden of proof shall be on the person or ...
7 페이지
... appear to the Commission , either upon complaint or otherwise , that the provisions of this section ( 13 ) have been or are about to be violated , it may , in its discretion , either require or permit such person , firm , corporation ...
... appear to the Commission , either upon complaint or otherwise , that the provisions of this section ( 13 ) have been or are about to be violated , it may , in its discretion , either require or permit such person , firm , corporation ...
8 페이지
... appear before the Commission , or to produce documentary evidence , if so ordered , or to give evidence touching the matter in question ; and any failure to obey such order of the court may be punished by such court as a contempt ...
... appear before the Commission , or to produce documentary evidence , if so ordered , or to give evidence touching the matter in question ; and any failure to obey such order of the court may be punished by such court as a contempt ...
9 페이지
... appear as an executive officer of the Controllers ' Institute of America . The CHAIRMAN . First give your full name , business , and address . Mr. TUCKER . My name is Arthur R. Tucker . My address is No. 1 East Forty - second Street ...
... appear as an executive officer of the Controllers ' Institute of America . The CHAIRMAN . First give your full name , business , and address . Mr. TUCKER . My name is Arthur R. Tucker . My address is No. 1 East Forty - second Street ...
14 페이지
... appears to deal with interstate commerce . Mr. TUCKER . I am not a student of that . Senator STEIWER . You are not attempting in your statement to refer to those things ? Mr. TUCKER . No , sir . The CHAIRMAN . Who composes your ...
... appears to deal with interstate commerce . Mr. TUCKER . I am not a student of that . Senator STEIWER . You are not attempting in your statement to refer to those things ? Mr. TUCKER . No , sir . The CHAIRMAN . Who composes your ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange