Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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15 페이지
... blue sky " law , which we think is excellent , and we approve of it . Senator GORE . I just came into the room . Will you kindly state the functions of your organization , just in a sentence ? Mr. TUCKER . To improve the technical ...
... blue sky " law , which we think is excellent , and we approve of it . Senator GORE . I just came into the room . Will you kindly state the functions of your organization , just in a sentence ? Mr. TUCKER . To improve the technical ...
51 페이지
... blue sky laws of all the States . Now the effect of it would be this . A great many associa- tions , especially in New Jersey and Pennsylvania , are serial associa- tions and issue a new series every 6 months . They cannot tell whether ...
... blue sky laws of all the States . Now the effect of it would be this . A great many associa- tions , especially in New Jersey and Pennsylvania , are serial associa- tions and issue a new series every 6 months . They cannot tell whether ...
54 페이지
... laws . 10. Exemptions : In the same mimeographed pamphlet on page 20 , under " exemptions " , appears the following : " These various exemptions are , naturally , included in blue sky laws for the purpose of leaving the channels of ...
... laws . 10. Exemptions : In the same mimeographed pamphlet on page 20 , under " exemptions " , appears the following : " These various exemptions are , naturally , included in blue sky laws for the purpose of leaving the channels of ...
64 페이지
... blue sky laws in the various and sundry States ? Mr. CARTER . That might be advisable . Senator REYNOLDS . I just wanted your suggestion about that . Mr. CARTER . I just have one more thing , Mr. Chairman . Senator GORE . They pay a lot ...
... blue sky laws in the various and sundry States ? Mr. CARTER . That might be advisable . Senator REYNOLDS . I just wanted your suggestion about that . Mr. CARTER . I just have one more thing , Mr. Chairman . Senator GORE . They pay a lot ...
70 페이지
... blue - sky laws in all but one State . There is only one State of the Union that has not such a law . There are some of our Territories that do not have a similar law . It is obvious that while the State laws have been very successful ...
... blue - sky laws in all but one State . There is only one State of the Union that has not such a law . There are some of our Territories that do not have a similar law . It is obvious that while the State laws have been very successful ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange