Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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100개의 결과 중 1 - 5개
1 페이지
... bond , debenture , evidence of indebtedness , certificate of interest or participation in a profit - sharing agreement , or right to subscribe to any of the foregoing , cer- tificate of interest in any oil , gas , or mining lease ...
... bond , debenture , evidence of indebtedness , certificate of interest or participation in a profit - sharing agreement , or right to subscribe to any of the foregoing , cer- tificate of interest in any oil , gas , or mining lease ...
6 페이지
... Bonds or notes secured by mortgage upon real estate , improved or about to be improved by a residential structure , when the total encumbrances against any single property so mortgaged , including the mortgage securing the bonds and ...
... Bonds or notes secured by mortgage upon real estate , improved or about to be improved by a residential structure , when the total encumbrances against any single property so mortgaged , including the mortgage securing the bonds and ...
7 페이지
... Bonds or notes secured by mortgage upon real estate or tangible personal property where the entire mortgage together with all of the bonds or notes secured thereby in the original transaction are sold to not more than five pur- chasers ...
... Bonds or notes secured by mortgage upon real estate or tangible personal property where the entire mortgage together with all of the bonds or notes secured thereby in the original transaction are sold to not more than five pur- chasers ...
19 페이지
... bonds or securities of a foreign govern- ment be registered with the Federal Trade Commission here ? Mr. WOODHOUSE . That is a matter of policy on which I would hesitate to express myself . Senator BARKLEY . Well , if that is not to be ...
... bonds or securities of a foreign govern- ment be registered with the Federal Trade Commission here ? Mr. WOODHOUSE . That is a matter of policy on which I would hesitate to express myself . Senator BARKLEY . Well , if that is not to be ...
28 페이지
... bonds or securities . Now , I wonder if it would not come within the purposes of this committee at this time to straighten something which , if it had been done at the time of the funding of the war debt , would have gotten a better ...
... bonds or securities . Now , I wonder if it would not come within the purposes of this committee at this time to straighten something which , if it had been done at the time of the funding of the war debt , would have gotten a better ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange