Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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38개의 결과 중 1 - 5개
1 페이지
... certificate , preorganization subscription , and transferable share , investment contract , voting trust certificate , or beneficial interest in title to prop- erty , profits , or earnings , or any other instrument commonly known as a ...
... certificate , preorganization subscription , and transferable share , investment contract , voting trust certificate , or beneficial interest in title to prop- erty , profits , or earnings , or any other instrument commonly known as a ...
26 페이지
... certificates . Mr. WOODHOUSE . Certainly . Senator ADAMS . That is , we are not accomplishing the purpose we have in mind by merely investigating the financial stability of the institutions putting the securities out . That is one of ...
... certificates . Mr. WOODHOUSE . Certainly . Senator ADAMS . That is , we are not accomplishing the purpose we have in mind by merely investigating the financial stability of the institutions putting the securities out . That is one of ...
41 페이지
... certificates , at from only 14 to 34 percent interest and the oversubscription amounted to over $ 10,000,000,000 on two issues . 9. When the emergency relief bill was being considered by the conferees of the House and Senate , letters ...
... certificates , at from only 14 to 34 percent interest and the oversubscription amounted to over $ 10,000,000,000 on two issues . 9. When the emergency relief bill was being considered by the conferees of the House and Senate , letters ...
43 페이지
... certificates maturing in less than a year indicates that the Treasury may borrow up to $ 4,000,000,000 at less than 1 percent interest . 3. The banks and the public are even more eager to convert their deposits into Government ...
... certificates maturing in less than a year indicates that the Treasury may borrow up to $ 4,000,000,000 at less than 1 percent interest . 3. The banks and the public are even more eager to convert their deposits into Government ...
44 페이지
... certificates of series TD - 1933 , maturing December 15 , 1933 , which was for $ 860,000,000 , or thereabout , total subscrip- tions aggregated over $ 4,128,000,000 . ” 10. That oversubscription was not an isolated case . It is shown by ...
... certificates of series TD - 1933 , maturing December 15 , 1933 , which was for $ 860,000,000 , or thereabout , total subscrip- tions aggregated over $ 4,128,000,000 . ” 10. That oversubscription was not an isolated case . It is shown by ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange