Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
33개의 결과 중 1 - 5개
2 페이지
... communication , or any spoken communi- cation or intercourse relating to or in furtherance of the commerce described in this definition . ( i ) " Registration Statement " , hereinafter called " Statement " , shall mean the statement ...
... communication , or any spoken communi- cation or intercourse relating to or in furtherance of the commerce described in this definition . ( i ) " Registration Statement " , hereinafter called " Statement " , shall mean the statement ...
5 페이지
... communication , any written , printed , or other graphic communication or document , or by any spoken communication , announcing , offering , or advertising for sale any securities subject to the pro- visions of this Act , unless such ...
... communication , any written , printed , or other graphic communication or document , or by any spoken communication , announcing , offering , or advertising for sale any securities subject to the pro- visions of this Act , unless such ...
7 페이지
... communication complained of begins or in the district wherein such offer , announcement , advertising , or other communication is SECURITIES ACT 7.
... communication complained of begins or in the district wherein such offer , announcement , advertising , or other communication is SECURITIES ACT 7.
8 페이지
... communication is received , to enjoin the continuance of such practices or transactions and / or institute the necessary criminal proceeding under section 17 of this Act . The exemptions contained in sections 11 and 12 of this Act shall ...
... communication is received , to enjoin the continuance of such practices or transactions and / or institute the necessary criminal proceeding under section 17 of this Act . The exemptions contained in sections 11 and 12 of this Act shall ...
19 페이지
... communication to offer in interstate commerce securi- ties , other than those issued by a foreign government or subdivision thereof , for sale or to solicit or accept offers to buy such securities in such commerce . The CHAIRMAN . How ...
... communication to offer in interstate commerce securi- ties , other than those issued by a foreign government or subdivision thereof , for sale or to solicit or accept offers to buy such securities in such commerce . The CHAIRMAN . How ...
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자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange