Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
80개의 결과 중 1 - 5개
2 페이지
... foreign government or political subdivision thereof ; ( d ) Or for any person to sell or offer for sale or to accept an offer to buy or to announce or advertise in the United States any security of a foreign government or a political ...
... foreign government or political subdivision thereof ; ( d ) Or for any person to sell or offer for sale or to accept an offer to buy or to announce or advertise in the United States any security of a foreign government or a political ...
3 페이지
... foreign government or political subdivision thereof , shall contain the following information concerning the said securities and the person or other entity issuing them : ( 1 ) The name under which the issuer is doing or intends to do ...
... foreign government or political subdivision thereof , shall contain the following information concerning the said securities and the person or other entity issuing them : ( 1 ) The name under which the issuer is doing or intends to do ...
4 페이지
... foreign borrowing government and all payments or charges paid or to be paid for the privilege of underwriting the loan or for any other purpose in connection therewith ; Security pledged or to be pledged for the loan ; ( 6 ) General ...
... foreign borrowing government and all payments or charges paid or to be paid for the privilege of underwriting the loan or for any other purpose in connection therewith ; Security pledged or to be pledged for the loan ; ( 6 ) General ...
5 페이지
... foreign government or political subdivision thereof shall contain such information as the Commission may specify . The information referred to in this section , when written , printed , or other- wise graphically expressed , shall be ...
... foreign government or political subdivision thereof shall contain such information as the Commission may specify . The information referred to in this section , when written , printed , or other- wise graphically expressed , shall be ...
9 페이지
... Foreign Commerce which is considering a com- panion measure , and cannot be present here today . They , of course , cannot be in two places at once . I should like , if the committee will decide , for us to go as far as we can today ...
... Foreign Commerce which is considering a com- panion measure , and cannot be present here today . They , of course , cannot be in two places at once . I should like , if the committee will decide , for us to go as far as we can today ...
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자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange