Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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100개의 결과 중 1 - 5개
4 페이지
... fraudulent transactions ; or ( c ) Is in any other way dishonest or has made any fraudulent representations in any prospectus or in any circular or other literature that has been distributed concerning such issuer or person or ...
... fraudulent transactions ; or ( c ) Is in any other way dishonest or has made any fraudulent representations in any prospectus or in any circular or other literature that has been distributed concerning such issuer or person or ...
7 페이지
... fraud upon the purchaser . Whenever it shall appear to the Commission , either upon complaint or otherwise , that the provisions of this section ( 13 ) have been or are about to be violated , it may , in its discretion , either require ...
... fraud upon the purchaser . Whenever it shall appear to the Commission , either upon complaint or otherwise , that the provisions of this section ( 13 ) have been or are about to be violated , it may , in its discretion , either require ...
24 페이지
... fraudulent statistics regarding the percentage of the national income derived from foreign countries , from exports . One of the most depressing and destructing factors , which have kept the United States from recovering and ...
... fraudulent statistics regarding the percentage of the national income derived from foreign countries , from exports . One of the most depressing and destructing factors , which have kept the United States from recovering and ...
26 페이지
... fraudulent secu- rities . It occurs to me that you might have a banking house , private or incorporated , with very little financial stability selling sound securities . Mr. WOODHOUSE . Yes . That is the great problem , unless you amend ...
... fraudulent secu- rities . It occurs to me that you might have a banking house , private or incorporated , with very little financial stability selling sound securities . Mr. WOODHOUSE . Yes . That is the great problem , unless you amend ...
51 페이지
... fraud section , and section 14. If anyone is guilty of fraud we are with this legislation , and are perfectly willing and are enthusiastic about those two sections . Senator GORE . Mr. James , in section 11 do you not think the fee ...
... fraud section , and section 14. If anyone is guilty of fraud we are with this legislation , and are perfectly willing and are enthusiastic about those two sections . Senator GORE . Mr. James , in section 11 do you not think the fee ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange