Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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100개의 결과 중 1 - 5개
8 페이지
... give evidence touching the matter in question ; and any failure to obey such order of the court may be punished by such court as a contempt thereof . Upon application of the Attorney General of the United States , at the request of the ...
... give evidence touching the matter in question ; and any failure to obey such order of the court may be punished by such court as a contempt thereof . Upon application of the Attorney General of the United States , at the request of the ...
9 페이지
... give your full name , business , and address . Mr. TUCKER . My name is Arthur R. Tucker . My address is No. 1 East Forty - second Street , New York City . Senator NORBECK . And you represent the Controllers ' Institute of America ? Mr ...
... give your full name , business , and address . Mr. TUCKER . My name is Arthur R. Tucker . My address is No. 1 East Forty - second Street , New York City . Senator NORBECK . And you represent the Controllers ' Institute of America ? Mr ...
11 페이지
... give them the exact informa- tion . In other words , they will have to go back to the controller of the foreign company in order to get that information . Now , the responsibility according to this measure as I understand it is placed ...
... give them the exact informa- tion . In other words , they will have to go back to the controller of the foreign company in order to get that information . Now , the responsibility according to this measure as I understand it is placed ...
12 페이지
... give much weight to their certification because they are interested parties , should they ? Mr. TUCKER . An independent audit cannot be avoided . And we have no quarrel whatever with public accountants . We are in fact cooperating with ...
... give much weight to their certification because they are interested parties , should they ? Mr. TUCKER . An independent audit cannot be avoided . And we have no quarrel whatever with public accountants . We are in fact cooperating with ...
14 페이지
... give him that title . Senator BARKLEY . What is the difference between a controller and an auditor ? Mr. TUCKER . A controller has a slightly wider scope of work than an auditor . An auditor deals only with accounts . A controller has ...
... give him that title . Senator BARKLEY . What is the difference between a controller and an auditor ? Mr. TUCKER . A controller has a slightly wider scope of work than an auditor . An auditor deals only with accounts . A controller has ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange