Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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17 페이지
... Legislation prepare a bill which will be to the best interests of the investor . The New York State Society of Certified Public Accountants has a membership of approxi- mately 2,000 , which includes accountants practicing in many other ...
... Legislation prepare a bill which will be to the best interests of the investor . The New York State Society of Certified Public Accountants has a membership of approxi- mately 2,000 , which includes accountants practicing in many other ...
26 페이지
... legislation from the sale of unsound and fraudulent secu- rities . It occurs to me that you might have a banking house , private or incorporated , with very little financial stability selling sound securities . Mr. WOODHOUSE . Yes ...
... legislation from the sale of unsound and fraudulent secu- rities . It occurs to me that you might have a banking house , private or incorporated , with very little financial stability selling sound securities . Mr. WOODHOUSE . Yes ...
42 페이지
... legislation that will insure the R.F.C. becoming an aid to national recovery . 14. Secured from President Hoover , the Secretary of Treasury , the Federal Reserve Board , Speaker Garner , the leaders of both Houses of Congress , the ...
... legislation that will insure the R.F.C. becoming an aid to national recovery . 14. Secured from President Hoover , the Secretary of Treasury , the Federal Reserve Board , Speaker Garner , the leaders of both Houses of Congress , the ...
50 페이지
... Legislative Committee of the United States Building and Loan League is also here and wishes to be heard . Mr. James , you may proceed first and make a statement if you desire . STATEMENT OF C. CLINTON JAMES , CHAIRMAN , FEDERAL LEGISLATIVE ...
... Legislative Committee of the United States Building and Loan League is also here and wishes to be heard . Mr. James , you may proceed first and make a statement if you desire . STATEMENT OF C. CLINTON JAMES , CHAIRMAN , FEDERAL LEGISLATIVE ...
51 페이지
... legislation , and are perfectly willing and are enthusiastic about those two sections . Senator GORE . Mr. James , in section 11 do you not think the fee imposed in that section ought to be nominal anyway and not a source of revenue ...
... legislation , and are perfectly willing and are enthusiastic about those two sections . Senator GORE . Mr. James , in section 11 do you not think the fee imposed in that section ought to be nominal anyway and not a source of revenue ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange