Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
86개의 결과 중 1 - 5개
3 페이지
... liabilities on a day not more than ninety days prior to the date of filing such balance sheet ; a statement of the amount of the issuer's income , expenses , and fixed charges dur- ing the preceding fiscal year , or if in actual ...
... liabilities on a day not more than ninety days prior to the date of filing such balance sheet ; a statement of the amount of the issuer's income , expenses , and fixed charges dur- ing the preceding fiscal year , or if in actual ...
4 페이지
... liabilities of any issuer , representative , or underwriter , or his income statement , or both , to be certified to by a public accountant , approved by the Commission . Whenever the Commission may deem it necessary , it may also ...
... liabilities of any issuer , representative , or underwriter , or his income statement , or both , to be certified to by a public accountant , approved by the Commission . Whenever the Commission may deem it necessary , it may also ...
5 페이지
... liabilities . ( 2 ) Profits and loss during year just preceding the offering . ( f ) A statement to the effect that additional information may be secured from the Commission at Washington , D.C .: Provided , That any spoken , written ...
... liabilities . ( 2 ) Profits and loss during year just preceding the offering . ( f ) A statement to the effect that additional information may be secured from the Commission at Washington , D.C .: Provided , That any spoken , written ...
16 페이지
... liable in case of misstatement . Senator GORE . In a general way I think it is very desirable , but there is one subsection to authorize the Commission to deal with any other forms of dishonesty . Can you find that ? I think it is sub ...
... liable in case of misstatement . Senator GORE . In a general way I think it is very desirable , but there is one subsection to authorize the Commission to deal with any other forms of dishonesty . Can you find that ? I think it is sub ...
20 페이지
... liabilities periodically , as is required of the national banks of the United States . Senator COUZENS . May I also point out that the National City Co. investigation disclosed that if those people were excluded they would be wholly ...
... liabilities periodically , as is required of the national banks of the United States . Senator COUZENS . May I also point out that the National City Co. investigation disclosed that if those people were excluded they would be wholly ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange