Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
75개의 결과 중 1 - 5개
3 페이지
... offered for registration ; the price at which they are offered to the public and the net amount returnable to capital investment ; the names of the syndicate , if any , underwriting the securities offered for registration ; a copy of ...
... offered for registration ; the price at which they are offered to the public and the net amount returnable to capital investment ; the names of the syndicate , if any , underwriting the securities offered for registration ; a copy of ...
4 페이지
... offered to the public in the United States and elsewhere : ( 10 ) Cost thereof to the person , corporation , or association or other entity underwriting or negotiating the loan and the net amount to be returned to the borrowing ...
... offered to the public in the United States and elsewhere : ( 10 ) Cost thereof to the person , corporation , or association or other entity underwriting or negotiating the loan and the net amount to be returned to the borrowing ...
5 페이지
... offering , or advertising for sale any securities subject to the pro- visions of this Act , unless such communication or document contains the following information concerning the security so offered : ( a ) The name of the issuer and ...
... offering , or advertising for sale any securities subject to the pro- visions of this Act , unless such communication or document contains the following information concerning the security so offered : ( a ) The name of the issuer and ...
6 페이지
... offered to the public shall be presumed to rely upon the representations set forth in the said statement . In case any such statement shall be false in any material respect , any persons acquiring any securities to which such statement ...
... offered to the public shall be presumed to rely upon the representations set forth in the said statement . In case any such statement shall be false in any material respect , any persons acquiring any securities to which such statement ...
7 페이지
... offered for sale , sub- scription , or delivery by the owner thereof , or by his representative solely for the owner's account , such sale or offer for sale , subscription , or delivery not being made in the course of repeated and ...
... offered for sale , sub- scription , or delivery by the owner thereof , or by his representative solely for the owner's account , such sale or offer for sale , subscription , or delivery not being made in the course of repeated and ...
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자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange