Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
77개의 결과 중 1 - 5개
2 페이지
... officer or officers , the principal financial officer or officers , and the directors , trustees , or managers ; if there is no board of directors , by the persons or board having the power of management of the person , corpo- ration ...
... officer or officers , the principal financial officer or officers , and the directors , trustees , or managers ; if there is no board of directors , by the persons or board having the power of management of the person , corpo- ration ...
3 페이지
... officers , if the issuer be a corporation or association or trust ; of all partners , if the issuer be a partnership ; and of the issuer , if the issuer be an individual . ( 3 ) The purposes of incorporation , if incorporated , and the ...
... officers , if the issuer be a corporation or association or trust ; of all partners , if the issuer be a partnership ; and of the issuer , if the issuer be an individual . ( 3 ) The purposes of incorporation , if incorporated , and the ...
4 페이지
... officer or officers desig- nated by it shall have access to and may compel the production of all the books and papers of such issuer , representatives , or underwriters , and may administer oaths to and examine the officers of such ...
... officer or officers desig- nated by it shall have access to and may compel the production of all the books and papers of such issuer , representatives , or underwriters , and may administer oaths to and examine the officers of such ...
5 페이지
... officers , directors , and trustees of the issuer or of the owner of the property constituting the basis of the issue . ( e ) A statement showing- ( 1 ) The issuer's assets and liabilities . ( 2 ) Profits and loss during year just ...
... officers , directors , and trustees of the issuer or of the owner of the property constituting the basis of the issue . ( e ) A statement showing- ( 1 ) The issuer's assets and liabilities . ( 2 ) Profits and loss during year just ...
6 페이지
... officers of the Govern- ment of the United States ; or any such security issued by any national bank ; or by any corporation created and controlled by and acting as an instrumentality of the Government of the United States pursuant to ...
... officers of the Govern- ment of the United States ; or any such security issued by any national bank ; or by any corporation created and controlled by and acting as an instrumentality of the Government of the United States pursuant to ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange