Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
39개의 결과 중 1 - 5개
11 페이지
... operating conditions of corporations , to their directors , stockholders , and other parties at interest , in such manner that all concerned may know the actual con- ditions insofar as such reports may assist in the determination ...
... operating conditions of corporations , to their directors , stockholders , and other parties at interest , in such manner that all concerned may know the actual con- ditions insofar as such reports may assist in the determination ...
24 페이지
... operations , the private banker's assets , the private banker's liabili- ties , and by getting those figures you have valuable information for your purpose which is to protect the investors . You will find that the private bankers ...
... operations , the private banker's assets , the private banker's liabili- ties , and by getting those figures you have valuable information for your purpose which is to protect the investors . You will find that the private bankers ...
26 페이지
... operating under Federal supervision for the first time in the history of banks . The CHAIRMAN . With regard to securities . Mr. WOODHOUSE . Yes . Senator MCADOO . But his idea is , Mr. Chairman , as I understand it , that we might ...
... operating under Federal supervision for the first time in the history of banks . The CHAIRMAN . With regard to securities . Mr. WOODHOUSE . Yes . Senator MCADOO . But his idea is , Mr. Chairman , as I understand it , that we might ...
29 페이지
... operations of the British Treasury or the Bank of England . These last have been omitted from consideration so as to present only assets which were not considered as the time of the negotiation of the funding of Britain's ...
... operations of the British Treasury or the Bank of England . These last have been omitted from consideration so as to present only assets which were not considered as the time of the negotiation of the funding of Britain's ...
42 페이지
... operations of R.F.C. in making loans to different classes of borrowing institutions and checked the studies with R.F.C. officials and others to insure accurate information for use in obtaining legislation that will insure the R.F.C. ...
... operations of R.F.C. in making loans to different classes of borrowing institutions and checked the studies with R.F.C. officials and others to insure accurate information for use in obtaining legislation that will insure the R.F.C. ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange