Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
100개의 결과 중 1 - 5개
1 페이지
... provisions of this Act : And provided further , That the issue or transfer of a right to subscribe to another security of the same issuer , when such right is 1 issued or transferred with the security to which it pertains CALIFORNI.
... provisions of this Act : And provided further , That the issue or transfer of a right to subscribe to another security of the same issuer , when such right is 1 issued or transferred with the security to which it pertains CALIFORNI.
2 페이지
... provisions of this Act ; but the sale of such other security upon the exercise of such right shall be subject to the provisions of this Act . ( d ) " Issuer " shall mean and include every person who issues , has issued , or proposes to ...
... provisions of this Act ; but the sale of such other security upon the exercise of such right shall be subject to the provisions of this Act . ( d ) " Issuer " shall mean and include every person who issues , has issued , or proposes to ...
4 페이지
... provisions of this Act , or any authorized order of the Commission of which such person or issuer has notice , but the burden of proof shall be on the person or persons asserting lack of notice ; or ( b ) Has been or is engaged or is ...
... provisions of this Act , or any authorized order of the Commission of which such person or issuer has notice , but the burden of proof shall be on the person or persons asserting lack of notice ; or ( b ) Has been or is engaged or is ...
5 페이지
... provisions of this section shall , within five days after distribution of such communications to prospective purchasers is begun , be filed with the Com- mission together with a reference to the original registration of the securities ...
... provisions of this section shall , within five days after distribution of such communications to prospective purchasers is begun , be filed with the Com- mission together with a reference to the original registration of the securities ...
6 페이지
... provision binding any person acquiring any of the securities offered to the public to waive compliance with any of the provisions of this Act , or of the rules and regulations , or of any requirement of the Commission herein provided ...
... provision binding any person acquiring any of the securities offered to the public to waive compliance with any of the provisions of this Act , or of the rules and regulations , or of any requirement of the Commission herein provided ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange