Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
58개의 결과 중 1 - 5개
6 페이지
... represent or cause to be represented to any prospective purchaser , either orally or in any written or printed communica- tion , circular , advertisement , or other literature , that registration of securities with the Commission ...
... represent or cause to be represented to any prospective purchaser , either orally or in any written or printed communica- tion , circular , advertisement , or other literature , that registration of securities with the Commission ...
9 페이지
... represented , I think , the Investment Bankers Association of America , that he had to be before the House committee ... represent the Controllers ' Institute of America ? Mr. TUCKER . Yes , sir . I want to say first of all that I am ...
... represented , I think , the Investment Bankers Association of America , that he had to be before the House committee ... represent the Controllers ' Institute of America ? Mr. TUCKER . Yes , sir . I want to say first of all that I am ...
15 페이지
... represent ? Mr. TUCKER . A very small proportion . The CHAIRMAN . Are your members all public accountants , or any of them ? Mr. TUCKER . It works out that we have possibly 15 or 20 men in the organization who formerly were public ...
... represent ? Mr. TUCKER . A very small proportion . The CHAIRMAN . Are your members all public accountants , or any of them ? Mr. TUCKER . It works out that we have possibly 15 or 20 men in the organization who formerly were public ...
16 페이지
... representing a great many States , called the Federal Blue Sky Act ? Senator BARKLEY . Yes ; it was several years ago . Mr. TUCKER . As I understand , it was very much in conformity with this measure . But that is just my general ...
... representing a great many States , called the Federal Blue Sky Act ? Senator BARKLEY . Yes ; it was several years ago . Mr. TUCKER . As I understand , it was very much in conformity with this measure . But that is just my general ...
19 페이지
... representing probably as high as $ 5,000,000,000 in resources . They have never reported . They are not under any laws to report , as other banks have to do . Now , such bankers are normally fiscal agents when they issue securities for ...
... representing probably as high as $ 5,000,000,000 in resources . They have never reported . They are not under any laws to report , as other banks have to do . Now , such bankers are normally fiscal agents when they issue securities for ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange