Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349ÆäÀÌÁö |
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1 ÆäÀÌÁö
... sell " shall also include a contract to sell , an exchange , an attempt to sell , an option of sale or purchase , a solicitation of a sale , a subscription or an offer to sell , directly or by an agent , or a circular , letter ...
... sell " shall also include a contract to sell , an exchange , an attempt to sell , an option of sale or purchase , a solicitation of a sale , a subscription or an offer to sell , directly or by an agent , or a circular , letter ...
2 ÆäÀÌÁö
... sell to or to solicit or accept an offer to buy in interstate commerce through the use or medium of any book , magazine , newspaper , or similar publication , or by any circular , advertisement , or printed , written , or other graphic ...
... sell to or to solicit or accept an offer to buy in interstate commerce through the use or medium of any book , magazine , newspaper , or similar publication , or by any circular , advertisement , or printed , written , or other graphic ...
8 ÆäÀÌÁö
... sell or deliver , directly or indirectly , or to accept an offer to buy , through the use or medium of any book , magazine , newspaper , publication , circular , advertisement , or other printed , written , or spoken com- munication ...
... sell or deliver , directly or indirectly , or to accept an offer to buy , through the use or medium of any book , magazine , newspaper , publication , circular , advertisement , or other printed , written , or spoken com- munication ...
13 ÆäÀÌÁö
... sell it to you , you send me a check for it and I send you the stock through the mail . That is a transaction in interstate com- merce . It seems to me that such a transaction would be covered by this bill . Now , what is it that I must ...
... sell it to you , you send me a check for it and I send you the stock through the mail . That is a transaction in interstate com- merce . It seems to me that such a transaction would be covered by this bill . Now , what is it that I must ...
27 ÆäÀÌÁö
... sell that stock to the public . Senator MCADOO . It does with respect to what the stock is . Senator BARKLEY . It requires a statement from the officers or agents of the company issuing the stock , but it does not require a statement ...
... sell that stock to the public . Senator MCADOO . It does with respect to what the stock is . Senator BARKLEY . It requires a statement from the officers or agents of the company issuing the stock , but it does not require a statement ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange