Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
100개의 결과 중 1 - 5개
1 페이지
... sold for value . " Sale " or " sell " shall also include a contract to sell , an exchange , an attempt to sell , an option of sale or purchase , a solicitation of a sale , a subscription or an offer to sell , directly or by an agent ...
... sold for value . " Sale " or " sell " shall also include a contract to sell , an exchange , an attempt to sell , an option of sale or purchase , a solicitation of a sale , a subscription or an offer to sell , directly or by an agent ...
4 페이지
... sold in the United States or other foreign country and , if so , the date , amount , and circumstances ; ( 8 ) Proposed method of distributing the securities to be issued under the loan ; ( 9 ) Proposed price at which security is to be ...
... sold in the United States or other foreign country and , if so , the date , amount , and circumstances ; ( 8 ) Proposed method of distributing the securities to be issued under the loan ; ( 9 ) Proposed price at which security is to be ...
7 페이지
... sold , offered for sale , sub- scription , or delivery by the owner thereof , or by his representative solely for the owner's account , such sale or offer for sale , subscription , or delivery not being made in the course of repeated ...
... sold , offered for sale , sub- scription , or delivery by the owner thereof , or by his representative solely for the owner's account , such sale or offer for sale , subscription , or delivery not being made in the course of repeated ...
13 페이지
... sold or delivered through the mail or in any other way in interstate commerce . There is no limitation in section 3 as to what stock may be affected . Section 4 goes on to refer to stocks mentioned in section 3. I am trying to get the ...
... sold or delivered through the mail or in any other way in interstate commerce . There is no limitation in section 3 as to what stock may be affected . Section 4 goes on to refer to stocks mentioned in section 3. I am trying to get the ...
27 페이지
... sold . Senator BARKLEY . That theory may be wrong , but it is based upon the theory that at the time of the issue of the stock of any corporation this statement shall be filed with the Commission . It does not require a statement on the ...
... sold . Senator BARKLEY . That theory may be wrong , but it is based upon the theory that at the time of the issue of the stock of any corporation this statement shall be filed with the Commission . It does not require a statement on the ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange