Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
100개의 결과 중 1 - 5개
2 페이지
... Statement " , hereinafter called " Statement " , shall mean the statement required upon application for registration by section 5 of this Act , together with all documents and other information required therein . SEC . 3. That , until ...
... Statement " , hereinafter called " Statement " , shall mean the statement required upon application for registration by section 5 of this Act , together with all documents and other information required therein . SEC . 3. That , until ...
3 페이지
... statements . The aforesaid statement shall be verified by oath in such manner and form as the Commission may prescribe . SEC . 5. ( a ) That the said statement , when relating to a security other than a security issued by a foreign ...
... statements . The aforesaid statement shall be verified by oath in such manner and form as the Commission may prescribe . SEC . 5. ( a ) That the said statement , when relating to a security other than a security issued by a foreign ...
4 페이지
... statement , as hereinbefore prescribed in subsections ( a ) and ( b ) of this section , the applicant shall pay to ... statement , or both , to be certified to by a public accountant , approved by the Commission . Whenever the Commission ...
... statement , as hereinbefore prescribed in subsections ( a ) and ( b ) of this section , the applicant shall pay to ... statement , or both , to be certified to by a public accountant , approved by the Commission . Whenever the Commission ...
5 페이지
... statement showing- ( 1 ) The issuer's assets and liabilities . ( 2 ) Profits and loss during year just preceding the offering . ( f ) A statement to the effect that additional information may be secured from the Commission at Washington ...
... statement showing- ( 1 ) The issuer's assets and liabilities . ( 2 ) Profits and loss during year just preceding the offering . ( f ) A statement to the effect that additional information may be secured from the Commission at Washington ...
6 페이지
... statement . In case any such statement shall be false in any material respect , any persons acquiring any securities to which such statement relates , either from the original issuer or from any other person , shall have the right to ...
... statement . In case any such statement shall be false in any material respect , any persons acquiring any securities to which such statement relates , either from the original issuer or from any other person , shall have the right to ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange