Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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99개의 결과 중 1 - 5개
9 페이지
... suggest one slight amendment . Senator CouUZENS . We would first like to know what the Con- trollers ' Institute of America is . Mr. TUCKER . The Controllers ' Institute of America is composed of controllers of business concerns and ...
... suggest one slight amendment . Senator CouUZENS . We would first like to know what the Con- trollers ' Institute of America is . Mr. TUCKER . The Controllers ' Institute of America is composed of controllers of business concerns and ...
10 페이지
... suggest that we insert after the word " officers " what ? Mr. TUCKER . I suggest that you insert there the words " the con- troller or the principal accounting officer . " The CHAIRMAN . Wouldn't that be covered by the language just ...
... suggest that we insert after the word " officers " what ? Mr. TUCKER . I suggest that you insert there the words " the con- troller or the principal accounting officer . " The CHAIRMAN . Wouldn't that be covered by the language just ...
11 페이지
... suggest ? Mr. TUCKER . Yes , sir . Except that in the same section , where the same language should be made to apply to foreign securities . It is re- peated below there in the same phraseology . It speaks of the princi- pal executive ...
... suggest ? Mr. TUCKER . Yes , sir . Except that in the same section , where the same language should be made to apply to foreign securities . It is re- peated below there in the same phraseology . It speaks of the princi- pal executive ...
14 페이지
... suggested in order to cover prevailing conditions . There are a good many men who are doing the work of a controller where they do not actually give him that title . Senator BARKLEY . What is the difference between a controller and an ...
... suggested in order to cover prevailing conditions . There are a good many men who are doing the work of a controller where they do not actually give him that title . Senator BARKLEY . What is the difference between a controller and an ...
15 페이지
... suggested is the one thing that we think could be done to improve it , on the general princi- ple of a Federal " blue sky " law , which we think is excellent , and we approve of it . Senator GORE . I just came into the room . Will you ...
... suggested is the one thing that we think could be done to improve it , on the general princi- ple of a Federal " blue sky " law , which we think is excellent , and we approve of it . Senator GORE . I just came into the room . Will you ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange