Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
61개의 결과 중 1 - 5개
2 페이지
... thereof ; ( d ) Or for any person to sell or offer for sale or to accept an offer to buy or to announce or advertise in the United States any security of a foreign government or a political subdivision thereof : Provided , That the ...
... thereof ; ( d ) Or for any person to sell or offer for sale or to accept an offer to buy or to announce or advertise in the United States any security of a foreign government or a political subdivision thereof : Provided , That the ...
3 페이지
... thereof , shall contain the following information concerning the said securities and the person or other entity ... thereof shall contain : ( 1 ) Name of borrowing government or subdivision thereof ; Purpose or object of the loan ; ( 3 ) ...
... thereof , shall contain the following information concerning the said securities and the person or other entity ... thereof shall contain : ( 1 ) Name of borrowing government or subdivision thereof ; Purpose or object of the loan ; ( 3 ) ...
4 페이지
... thereof to the person , corporation , or association or other entity underwriting or negotiating the loan and the net amount to be returned to the borrowing government or subdivision thereof from the sale of such securities . ( c ) The ...
... thereof to the person , corporation , or association or other entity underwriting or negotiating the loan and the net amount to be returned to the borrowing government or subdivision thereof from the sale of such securities . ( c ) The ...
5 페이지
... thereof shall contain such information as the Commission may specify . The information referred to in this section , when written , printed , or other- wise graphically expressed , shall be placed in a conspicuous part of all communica ...
... thereof shall contain such information as the Commission may specify . The information referred to in this section , when written , printed , or other- wise graphically expressed , shall be placed in a conspicuous part of all communica ...
6 페이지
... thereof , or by the District of Columbia or by any State of the United States or political subdivision or agency thereof . ( b ) Any security issued by and representing an interest in or a direct obligation of any common carrier or ...
... thereof , or by the District of Columbia or by any State of the United States or political subdivision or agency thereof . ( b ) Any security issued by and representing an interest in or a direct obligation of any common carrier or ...
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자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange