Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
51개의 결과 중 1 - 5개
2 페이지
... as the selling agent or underwriting such security for sale in the United States as the Commission may require . Signatures of all such persons when printed on the said statements shall be presumed to be so printed by 2 SECURITIES ACT.
... as the selling agent or underwriting such security for sale in the United States as the Commission may require . Signatures of all such persons when printed on the said statements shall be presumed to be so printed by 2 SECURITIES ACT.
3 페이지
... underwriting the securities offered for registration ; a copy of the security offered or to be offered and a copy of ... underwriter or by or for the applicant for registration ( if the applicant shall not be the issuer ) to be used for ...
... underwriting the securities offered for registration ; a copy of the security offered or to be offered and a copy of ... underwriter or by or for the applicant for registration ( if the applicant shall not be the issuer ) to be used for ...
4 페이지
... underwriting agreement , the names of the members of the underwriting syndicate , including all bonuses and commissions paid or to be paid by the foreign borrowing government and all payments or charges paid or to be paid for the ...
... underwriting agreement , the names of the members of the underwriting syndicate , including all bonuses and commissions paid or to be paid by the foreign borrowing government and all payments or charges paid or to be paid for the ...
5 페이지
... underwriting syndicate , if any , amount of capitalization authorized and paid up , location of principal place of business , and , if incorporated , place of incorporation . ( b ) A brief description of the security offered , including ...
... underwriting syndicate , if any , amount of capitalization authorized and paid up , location of principal place of business , and , if incorporated , place of incorporation . ( b ) A brief description of the security offered , including ...
7 페이지
... underwriter of such security . ( d ) The distribution by a corporation , actively engaged in the business author- ized by its charter , of securities to its stockholders or other securities holders exclusively , as a stock dividend or ...
... underwriter of such security . ( d ) The distribution by a corporation , actively engaged in the business author- ized by its charter , of securities to its stockholders or other securities holders exclusively , as a stock dividend or ...
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자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange