Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1934 |
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100개의 결과 중 1 - 5개
7458 페이지
... evidence which has been introduced before this committee will show that when dealers have in their inventories such securities they may and some have passed them on to unsuspecing clients who face a loss on them . It is only natural to ...
... evidence which has been introduced before this committee will show that when dealers have in their inventories such securities they may and some have passed them on to unsuspecing clients who face a loss on them . It is only natural to ...
7637 페이지
... evidence as was brought before it , the nature of the evils actually present or threatening , and to take such steps by legislation within its power as it deemed proper to remedy them . " Some years later , in Tagg Brothers & Moorehead ...
... evidence as was brought before it , the nature of the evils actually present or threatening , and to take such steps by legislation within its power as it deemed proper to remedy them . " Some years later , in Tagg Brothers & Moorehead ...
7662 페이지
... evidence you have presented and the references to the alleged racketeering under the guise of apparent legality , it is my judgment , in which I feel that my colleagues will acquiesce , that you should present the evidence in this ...
... evidence you have presented and the references to the alleged racketeering under the guise of apparent legality , it is my judgment , in which I feel that my colleagues will acquiesce , that you should present the evidence in this ...
7707 페이지
... evidence to sustain the action of the board of governors in expel- ling him . There the charge was a very serious one . Mr. UNTERMYER . But the precedents are all against that . I do not know of any case in all the history of the New ...
... evidence to sustain the action of the board of governors in expel- ling him . There the charge was a very serious one . Mr. UNTERMYER . But the precedents are all against that . I do not know of any case in all the history of the New ...
7722 페이지
... evidence of the fact that legal evasion , if such a term is proper , could be effected . I think it would be effected by throwing down the bars now found in section 6 ( a ) against brokers making loans on unlisted collateral unless such ...
... evidence of the fact that legal evasion , if such a term is proper , could be effected . I think it would be effected by throwing down the bars now found in section 6 ( a ) against brokers making loans on unlisted collateral unless such ...
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자주 나오는 단어 및 구문
amendments amount and/or joint account answer Bache & Co bill bonds Broadway Bros capital cash CHAIRMAN Cities Service Company Cleveland collateral COMMITTEE EXHIBIT common stock Corporation dealer December 31 defendant Backus deposits directors E. A. Pierce E. F. Hutton Federal reserve bank Federal Reserve Board Federal Trade Commission furnish Gas & Electric Guardian Trust HEALY Hotel Hollenden income interest investment investors J. S. Bache loans loss MEEHAN member banks member firms member partners national securities exchange Number of member number of shares officers operations options PECORA percent person profits provision purchase question questionnaire receivership REDMOND rules and regulations Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator McADOO Senator WALCOTT Short speculation statement stockholders subsidiaries syndicate tion total number transactions UNTERMYER Vice president Washington WHITNEY Witt York City York Curb Exchange York Stock Exchange
인기 인용구
7756 페이지 - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the hearing before the Commission, the court may order such additional evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper.
7638 페이지 - The genius and character of the whole government seem to be, that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally ; but not to those which are completely within a particular state, which do not affect other states, and with which it is not necessary to interfere for the purpose of executing some of the general powers of the government.
7757 페이지 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
7756 페이지 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
7754 페이지 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
7756 페이지 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
7757 페이지 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
7699 페이지 - That he is the applicant in the foregoing application, that he has read the same and knows the contents thereof, and that the same is true of his own knowledge, except as to the matters therein stated on information and belief, and as to those matters he believes it to be true.
7753 페이지 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
7754 페이지 - ... to employ and fix the compensation of such attorneys, special experts, examiners, clerks, and other employees as it may from time to time find necessary for the proper performance of its duties and as may be from time to time appropriated for by Congress.