Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1934 |
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7414 ÆäÀÌÁö
... referred to credit and not to blame . Senator ADAMS . Well , that depends upon the point of view . Mr. COTTON . I might suggest that California has more good things to offer than most States . Senator CAREY . Is the climate still good ...
... referred to credit and not to blame . Senator ADAMS . Well , that depends upon the point of view . Mr. COTTON . I might suggest that California has more good things to offer than most States . Senator CAREY . Is the climate still good ...
7430 ÆäÀÌÁö
... referred awhile ago to the bank- ers ' objections , and that has been overcome . Senator KEAN . No ; I do not think it has , because these loans would not run that time . They are brokers ' loans . Mr. PECORA . Senator Kean , may I call ...
... referred awhile ago to the bank- ers ' objections , and that has been overcome . Senator KEAN . No ; I do not think it has , because these loans would not run that time . They are brokers ' loans . Mr. PECORA . Senator Kean , may I call ...
7436 ÆäÀÌÁö
... referred to a report on Member Bank Reserves submitted by the Committee on Bank Reserves of the Federal Reserve System and approved by the Federal Reserve Board . He also read to the Committee a memorandum containing a brief review of ...
... referred to a report on Member Bank Reserves submitted by the Committee on Bank Reserves of the Federal Reserve System and approved by the Federal Reserve Board . He also read to the Committee a memorandum containing a brief review of ...
7467 ÆäÀÌÁö
... referred to is on the debit balance , not on the market price of the stock . Senator KEAN . Let the record be completed by inserting the letter . ( The letter is as follows :) EDWARD B. SMITH & Co. , 15 Broad Street , New York , March ...
... referred to is on the debit balance , not on the market price of the stock . Senator KEAN . Let the record be completed by inserting the letter . ( The letter is as follows :) EDWARD B. SMITH & Co. , 15 Broad Street , New York , March ...
7468 ÆäÀÌÁö
... referred to as just a sink- ing spell . How about that ? Mr. BUTCHER . A specialist under the New York Stock Exchange regulations has the right to buy for his own account after the stock has first been offered to the group around him ...
... referred to as just a sink- ing spell . How about that ? Mr. BUTCHER . A specialist under the New York Stock Exchange regulations has the right to buy for his own account after the stock has first been offered to the group around him ...
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amendments amount and/or joint account answer Bache & Co bill bonds Broadway Bros capital cash CHAIRMAN Cities Service Company Cleveland collateral COMMITTEE EXHIBIT common stock Corporation dealer December 31 defendant Backus deposits directors E. A. Pierce E. F. Hutton Federal reserve bank Federal Reserve Board Federal Trade Commission furnish Gas & Electric Guardian Trust HEALY Hotel Hollenden income interest investment investors J. S. Bache loans loss MEEHAN member banks member firms member partners national securities exchange Number of member number of shares officers operations options PECORA percent person profits provision purchase question questionnaire receivership REDMOND rules and regulations Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator McADOO Senator WALCOTT Short speculation statement stockholders subsidiaries syndicate tion total number transactions UNTERMYER Vice president Washington WHITNEY Witt York City York Curb Exchange York Stock Exchange
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7756 ÆäÀÌÁö - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the hearing before the Commission, the court may order such additional evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper.
7638 ÆäÀÌÁö - The genius and character of the whole government seem to be, that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally ; but not to those which are completely within a particular state, which do not affect other states, and with which it is not necessary to interfere for the purpose of executing some of the general powers of the government.
7757 ÆäÀÌÁö - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
7756 ÆäÀÌÁö - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
7754 ÆäÀÌÁö - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
7756 ÆäÀÌÁö - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
7757 ÆäÀÌÁö - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
7699 ÆäÀÌÁö - That he is the applicant in the foregoing application, that he has read the same and knows the contents thereof, and that the same is true of his own knowledge, except as to the matters therein stated on information and belief, and as to those matters he believes it to be true.
7753 ÆäÀÌÁö - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
7754 ÆäÀÌÁö - ... to employ and fix the compensation of such attorneys, special experts, examiners, clerks, and other employees as it may from time to time find necessary for the proper performance of its duties and as may be from time to time appropriated for by Congress.