 ... collateral-trust certificates, or with respect to certificates of interest or shares in an unincorporated investment trust not having a board of directors (or persons performing similar functions) or of the fixed, restricted management or unit type;...  National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v - 6423 페이지저자: United States. Congress. Senate. Committee on Banking and Currency - 1934전체보기 - 도서 정보
 | United States. Securities and Exchange Commission - 1956 - 926 페이지
...fixed, restricted mnnagement, or unit type, the term 'Issuer' means the person or persons performing the acts and assuming the duties of depositor or manager...Instrument under which such securities are Issued . . .". The term "Issuer" Is used In this opinion, except where the context otherwise requires. In... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 페이지
...fixed, restricted management, or unit type, the term "issuer" shall mean the person performing the acts and assuming the duties of depositor or manager...which such securities are issued; and except that in respect to equipment trust certificates or similar securities, the term "issuer" (I) The term "prospectus"... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 페이지
...fixed, restricted management, or unit type, the term "issuer" means the person or persons performing the acts and assuming the duties of depositor or manager...the provisions of the trust or other agreement or L instrument under which such securities are issued; and except that with respect to [ equipment-trust... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 페이지
...restricted management, or unit type, tbe term " issuer " means the person or persons performing the acts and assuming the duties of depositor or manager pursuant to the provisions of the trust or otber agreement or instrument under which such securities are issued ; and except that, with respect... | |
 | United States - 1938 - 48 페이지
...restricted management, or unit type, the term "issuer" 'means the person or persons performing the acts and assuming the duties of depositor or manager pursuant to the provisions of the T trust or other agreement or instrument under which such securities are issued; and except that with... | |
 | United States - 1953 - 1692 페이지
...fixed, restricted management, or unit type, the term "issuer" means the person or persons performing the knowingly omits or fails to do any act, matter, or...knowingly causes or suffers such omission or failure, except that in the case of an unincorporated association which provides by its articles for limited... | |
 | United States - 2000 - 1216 페이지
...fixed, restricted management, or unit type, the term "Issuer" means the person or persons performing the acts and assuming the duties of depositor or manager...instrument under which such securities are issued; except that in the case of an unincorporated association which provides by its articles for limited... | |
 | 1971 - 660 페이지
...Securities Act of 1933. (b) Where no person or persons perform the acts and assume the duties of depositary or manager pursuant to the provisions of the trust or other agreement or instrument under which the receipts are to be issued, the entity created by the agreement for the issuance of the American... | |
 | 1978 - 1130 페이지
...Securities Act of 1933. (b) Where no person or persons perform the acts and assume the duties of depositary or manager pursuant to the provisions of the trust or other agreement or instrument under which the receipts are to be issued, the entity created by the agreement for the issuance of the American... | |
 | 1949 - 736 페이지
...corporation is in good standing. (c) If a person other than a corporation performs the acts, or assumes the duties, of depositor or manager pursuant to the provisions of the trust Indenture, or otherwise acts as a promoter of the trust, state the names and residence addresses of... | |
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