To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing[s] Before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-fifth Congress, First Session, on H.R. 6968, to Amend the Securities Act of 1933, as Amended, by Adding Thereto a New Title, Providing for the Regulation of the Solicitation, in Interstate and Foreign Commerce and Through the Mails, of Proxies, Deposits, and Assents in Connection with Certain Reorganizationss, Voluntary Readjustments and Debt Arrangements; and for Other Purposes. June 8-July 21, 1937U.S. Government Printing Office, 1937 - 562ÆäÀÌÁö |
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25 ÆäÀÌÁö
... corporation's affairs may have been so reckless or so inefficient as to justify or require the installation , in whole or in part , of a new manage- ment . On the other hand , it is to the self - interest of the management to stay ...
... corporation's affairs may have been so reckless or so inefficient as to justify or require the installation , in whole or in part , of a new manage- ment . On the other hand , it is to the self - interest of the management to stay ...
26 ÆäÀÌÁö
... corporation , inevitably leads to the sup- pression of claims which may exist against both those goups . The diligent investigation into possible misrepresentation and fraud in the sale of securities , which I mentioned earlier as a ...
... corporation , inevitably leads to the sup- pression of claims which may exist against both those goups . The diligent investigation into possible misrepresentation and fraud in the sale of securities , which I mentioned earlier as a ...
27 ÆäÀÌÁö
... corporation , in the form of outstanding short term credits , or securities of the corporation other than the securities which committees controlled by them ostensibly represent . Their self - interest in such cases has made them poor ...
... corporation , in the form of outstanding short term credits , or securities of the corporation other than the securities which committees controlled by them ostensibly represent . Their self - interest in such cases has made them poor ...
39 ÆäÀÌÁö
... corporation , and is directly submitted by them to the security holders for their assent . In such circumstances , some mini- mum control over the solicitation of assents or acceptances by the debtor corporation is necessary , as I have ...
... corporation , and is directly submitted by them to the security holders for their assent . In such circumstances , some mini- mum control over the solicitation of assents or acceptances by the debtor corporation is necessary , as I have ...
47 ÆäÀÌÁö
... corporation or of individual security holders . This would include all causes of action against officers and directors of the corporation and the underwriters of its securities . Such reports could treat also of the reasonableness and ...
... corporation or of individual security holders . This would include all causes of action against officers and directors of the corporation and the underwriters of its securities . Such reports could treat also of the reasonableness and ...
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agency amended amount appointed approved assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceeding proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
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463 ÆäÀÌÁö - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
539 ÆäÀÌÁö - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
467 ÆäÀÌÁö - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The...
500 ÆäÀÌÁö - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
480 ÆäÀÌÁö - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347...
467 ÆäÀÌÁö - A copy of such petition shall be forthwith served upon any member of the Commission, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, and enforce or set aside such order, in whole or in part.
533 ÆäÀÌÁö - ... the judge shall approve the plan if satisfied that: (1) It complies with the provisions of subsection (b) of this section, is fair and equitable, affords due recognition to the rights of each class of creditors and stockholders...
135 ÆäÀÌÁö - ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
373 ÆäÀÌÁö - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.