To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing[s] Before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-fifth Congress, First Session, on H.R. 6968, to Amend the Securities Act of 1933, as Amended, by Adding Thereto a New Title, Providing for the Regulation of the Solicitation, in Interstate and Foreign Commerce and Through the Mails, of Proxies, Deposits, and Assents in Connection with Certain Reorganizationss, Voluntary Readjustments and Debt Arrangements; and for Other Purposes. June 8-July 21, 1937U.S. Government Printing Office, 1937 - 562페이지 |
도서 본문에서
100개의 결과 중 1 - 5개
3 페이지
... effect on security holders of such modifi- cation or exchange . ( 8 ) The term " plan or readjustment " means the plan , agreement , or general arrangement designed to effect a voluntary readjustment , whether or not such plan ...
... effect on security holders of such modifi- cation or exchange . ( 8 ) The term " plan or readjustment " means the plan , agreement , or general arrangement designed to effect a voluntary readjustment , whether or not such plan ...
4 페이지
... effect of constituting , in whole or in part , an authorization to act for or to represent any owner of a security in any reorgan- ization , voluntary readjustment , or municipal or foreign debt arrangement , or in any matter relating ...
... effect of constituting , in whole or in part , an authorization to act for or to represent any owner of a security in any reorgan- ization , voluntary readjustment , or municipal or foreign debt arrangement , or in any matter relating ...
6 페이지
... EFFECT THEREOF SEC . 5. ( a ) A declaration regarding any of the acts enumerated in subsection ( a ) of section 4 shall be filed with the Commission in triplicate , at least one copy of which shall be signed by the person by whom the ...
... EFFECT THEREOF SEC . 5. ( a ) A declaration regarding any of the acts enumerated in subsection ( a ) of section 4 shall be filed with the Commission in triplicate , at least one copy of which shall be signed by the person by whom the ...
10 페이지
... effect , or any person acting for or on behalf of the declarant , is soliciting or has solicited any proxy , deposit , or assent in violation of any term , condition , restriction , or limitation in the order , or in any amendment or ...
... effect , or any person acting for or on behalf of the declarant , is soliciting or has solicited any proxy , deposit , or assent in violation of any term , condition , restriction , or limitation in the order , or in any amendment or ...
11 페이지
... effect that the authority conferred by the proxies , deposits , or assents to be solicited shall cease , and any deposited securities shall be returned to the respective depositors- ( A ) if and when the declaration shall cease to be ...
... effect that the authority conferred by the proxies , deposits , or assents to be solicited shall cease , and any deposited securities shall be returned to the respective depositors- ( A ) if and when the declaration shall cease to be ...
자주 나오는 단어 및 구문
agency amended amount appointed approved assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceeding proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
인기 인용구
463 페이지 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
539 페이지 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
467 페이지 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The...
500 페이지 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
480 페이지 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347...
467 페이지 - A copy of such petition shall be forthwith served upon any member of the Commission, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, and enforce or set aside such order, in whole or in part.
533 페이지 - ... the judge shall approve the plan if satisfied that: (1) It complies with the provisions of subsection (b) of this section, is fair and equitable, affords due recognition to the rights of each class of creditors and stockholders...
135 페이지 - ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
373 페이지 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.