 Investment adviser" means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling...  Corporate Disclosure: Hearings Before the Subcommittee on Budgeting ... - 612 페이지저자: United States. Congress. Senate. Government Operations Committee - 1974 - 947 페이지전체보기 - 도서 정보
 | United States. Securities and Exchange Commission - 1945 - 1290 페이지
...value of securities or as to the advisability of Investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business,...promulgates analyses or reports concerning securities ; but does not include (A) a bank, or any holding company affiliate, as defined in the Banking Act... | |
 | Philippines - 1988 - 484 페이지
...delivery on or subject to the rules of any contract market, or (2) who for compensation or/profit, and as part of a regular business, issues or promulgates analyses or reports concerning commodities; except (a) any bank or trust company, (b) any journalist, reporter, columnist or editor,... | |
 | United States. Securities and Exchange Commission - 1953 - 824 페이지
...value of securities or as to the advisability of Investing In, purchasing, or selling securities, or who, for compensation and as part of a regular business,...promulgates analyses or reports concerning securities ; but does not Include (A) a bank, or any holding company affiliate, as defined In the Banking Act... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 페이지
...value of securities or as to the advisability of Investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business,...promulgates analyses or reports concerning securities; but does not Include (A) a bank, or any holding company affiliate, as defined In the Banking Act of... | |
 | United States. Securities and Exchange Commission - 1955 - 920 페이지
...value of securities or as to the advisability of Investing In, purchasing, or selling seen: i ties, or who, for compensation and as part of a regular business. Issues or promulgate! analyses or reports concerning securities; but does not Include (A) a bank, or an] holding... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 페이지
...the value of securities or as to the advisability of investing in, Phasing, or selling securities, or who, for compensation and as part of a regular business,...promulgates analyses or reports concerning securities; but does ВД include (A) a bank: (B) any lawyer, accountant, engineer, or teacher whose .wrforiiiance... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 페이지
...value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business,...promulgates analyses or reports concerning securities; but does not include (A) a bank, or any holding company affiliate, as defined in the Banking Act of... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 페이지
...value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or report* concerning securities: but does not include (A) a bank: (B) any lawyer, accountant, engineer,... | |
 | United States - 1953 - 1692 페이지
...value of securities or as to the advisability of investing in, purchasing, or selling securities, or om injury or spoliation of timber, mineral deposits, but does not include (A) a bank, or any holding company affiliate, as defined in section 221a (c) of... | |
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