Decisions and Reports, 30±ÇU.S. Government Printing Office, 1956 |
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11 ÆäÀÌÁö
... principal amount of $ 7,920,000 and will be exchanged for the same principal amount of Sioux City's First Mortgage and Collateral Trust Bonds , 234 % Series due 1975. The other series will be designated " 3 % Series due 1978 " and will ...
... principal amount of $ 7,920,000 and will be exchanged for the same principal amount of Sioux City's First Mortgage and Collateral Trust Bonds , 234 % Series due 1975. The other series will be designated " 3 % Series due 1978 " and will ...
15 ÆäÀÌÁö
... principal subsidiary which has a substantial amount of senior securities and a sizeable publicly held minority interest in its common stock , investors will have only a single operating company to evaluate . B. Fairness of the Plan ...
... principal subsidiary which has a substantial amount of senior securities and a sizeable publicly held minority interest in its common stock , investors will have only a single operating company to evaluate . B. Fairness of the Plan ...
30 ÆäÀÌÁö
... Principal amount of first mortgage bonds___ Net plant , including cash deposited for construction Ratio of bonds to net utility plant , including cash deposited for construction___ . Ratio of bonds to total capitalization and surplus__ ...
... Principal amount of first mortgage bonds___ Net plant , including cash deposited for construction Ratio of bonds to net utility plant , including cash deposited for construction___ . Ratio of bonds to total capitalization and surplus__ ...
63 ÆäÀÌÁö
... principal amount of Sinking Fund Collateral Trust Bonds and the issue on subscription rights to present common stockholders and on exchange offers to present preferred stockholders of 856,895 shares of new common stock , the ...
... principal amount of Sinking Fund Collateral Trust Bonds and the issue on subscription rights to present common stockholders and on exchange offers to present preferred stockholders of 856,895 shares of new common stock , the ...
64 ÆäÀÌÁö
... Principal amount or par value Premiums to be paid Combined 5 % gold debentures , due 2030 at 105 .. 7 % preferred stock - 168,836 shares at 115 .. $ 5,000,000 $ 250,000 $ 5,250,000 16,883,600 2,532,540 19,416,140 $ 7 class A stock ...
... Principal amount or par value Premiums to be paid Combined 5 % gold debentures , due 2030 at 105 .. 7 % preferred stock - 168,836 shares at 115 .. $ 5,000,000 $ 250,000 $ 5,250,000 16,883,600 2,532,540 19,416,140 $ 7 class A stock ...
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$5 preferred additional adjusted aggregate amended plan American applicable approved approximately assets basis bids Bond and Share Capital surplus capitalization and surplus cash claims coal common stock common stockholders cost Crystal City dealers debentures December 31 depreciation distribution earned surplus Eastern equity estimated fees and expenses filed forma Gatineau Halsey Halsey's Holding Company Act income deductions interest investment issuance issued Light Company liquidation Long Island long-term debt March 31 Nassau natural gas net income noted operating revenues outstanding pany par value payment Penelec Penn period Power & Light Power Company preferred stock preferred stockholders principal amount prior pro forma proposed provides Public Service purchase pursuant Queens Railways registered holding company registration reorganization reserve respect Section 11 Securities Exchange security holders Service Company shares of common Sioux City sold taxes tion Total transactions Trustee underwriters utility plant Virginian Railway voting
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110 ÆäÀÌÁö - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
305 ÆäÀÌÁö - It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact ¬à¬ä any omission to state a material fact...
109 ÆäÀÌÁö - It shall be unlawful for any person In the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — "(1) to employ any device, scheme, or...
110 ÆäÀÌÁö - ... (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.
305 ÆäÀÌÁö - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...
297 ÆäÀÌÁö - ... (1) any person who within ten years has been convicted of any felony or misdemeanor involving the purchase or sale of any security or arising out of such person's conduct as an underwriter, broker, dealer, or investment adviser...
485 ÆäÀÌÁö - In accordance with such rules and regulations or order as the Commission may deem necessary or appropriate In the public interest or for the protection of Investors or consumers, any registered holding company or any subsidiary company of a registered holding company...
110 ÆäÀÌÁö - manipulative, deceptive, or other fraudulent device or contrivance", as used in section 15(c)(1) of the Act, is hereby defined to include any untrue statement of a material fact and any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading, which statement or omission is made with knowledge or reasonable grounds to believe that it is untrue or misleading. (c) The scope of this section shall not...
275 ÆäÀÌÁö - ... (2) shall continue in effect for a period more than two years from the date of Its execution, only so long as such continuance is specifically approved at least annually by the board of directors or by vote of a majority of the outstanding voting securities of such company; (8) provides.
335 ÆäÀÌÁö - SEC. 19. (a) The Commission is authorized, if in its opinion such action is necessary or appropriate for the protection of investors — (1) After appropriate notice and opportunity for hearing, by order to suspend...